Experienced Prudential and Conduct Regulatory Risk or Audit professional required for expanding specialist Financial Services Consulting practice.

As a Director you will lead the firms PRA / FCA Risk services, reviewing complex Regulatory Risk issues and investigating client Risk controls.

You will be expected to have experience in a number of the following: Conduct Risk, Financial Crime KYC/AML/ Sanctions, MiFID II / CASS / COBS / SMCR, Compliance frameworks, ICAAP/ILAAP, and Recovery and Resolution Planning.

You will also need to demonstrate Team Leadership and Business Development skills as well as the ability to negotiate winning business contracts.

Apply today for more information.

Internal Audit – VP Team Manager – Banking & Capital Markets – London

Are you an Internal Audit professional with a background Auditing Banking Markets? If you are looking for a move from an AVP to a VP role or are at the start of your Audit Manager career but need a change, apply with a CV for an informal discussion about this VP Audit VP role.

Our global banking client are seeking an experienced Internal Auditor with any one of the follwing markets experience:

• Equities: Cash and Equity Dervitaives,
• Fixed Income: Bonds,  Inflation Swaps, Repos, IRD (FRA’s, Exotic IR’s).
• FX

You don’t need to be an expert in product pricing or structuring but you must have an excellent understanding of the key risks and controls in a traded function around the some of the above products.  Moreover, you must be able to demonstrate you can lead and manage multiple audits and understand the current regulatory changes and pressures in Global Markets.

You are likely to have been leading audits and have experience of coaching junior staff.

You must have:

•  Previous experience of working in an Internal Audit function
•  A good understanding of Risk within the Capital Markets
•  Excellent Project Management skills
•  A good knowledge of either Interest Rate, FX or Equity product flows
•  Excellent stakeholder management skills
•  Experience of managing other people
•  Right to work in the UK

Apply to Paul Stanbridge with your CV to be considered for the role.

Seeking Senior Information Security Auditors with knowledge of current GDPR legislation for Internal Audit consulting work with multiple London clients.

Must have:

• c8 years or more relevant IT Audit experience from the large corporates (FS preferred).
• Practical GDPR knowledge.
• Right to work in the UK / EU

Please massage or email me for details.

We are looking for two experienced internal IT auditor with a firm grasp on either Global Markets (ie. Capital Markets, Equities Fixed Income) Trading Applications or Finance, Risk or similar Investment Banking Applications. You will be working in a top Tier 1 investment bank with a highly skilled team of qualified professionals.

The successful candidates will have circa 8 – 10 years experience in the industry.

Contract length 6 months +

If you would like to know more please call me on 0020 3397 1779 or email me at [email protected]

Type: Contract

Ppd: £600-700

Location: London

New UAE Internal Auditor role. As a graduate with Investment Banking / Investment Management experience within a Risk, Controls or Internal Audit role would you like to boost your career with a firm offering executive level exposure at one of the UAE’s most high profile Financial Services / Investment Management/ Banking firms?

If you feel you are ready for Executive and Board level reporting with some of the most influential professionals in the region, we would be interested in hearing from you.

In addition to Financial Services controls, Risk, or Audit experience you must have postgraduate, or be part qualified in an Investment, IIA, or Accounting qualification

As well as the above experience if you would you describe yourself as having:

– Fluent English and Arabic language skills.
– strong problem solving skills,
– a focus on accuracy
– Drive
– Comfort with tight deadlines
– Excellent negotiating and influencing skills
– A team-player mentality

Please apply now.

NOTE: Due to United Arab Emirates labor ministry laws the successful candidate will need to be an Emiratis /UAE National.

Exclusive – Insurance and General Insurance Internal Audit positions.

Fleet are working exclusively on these combined roles and are therefore not available elsewhere.

If you’re seeking to grow your career within General Insurance or London Market Insurance within a Controls, Internal Audit or Audit Consulting role, we have multiple opportunities across practice and industry offering supportive working environments in large and small teams with local and international exposure.

To apply, you must have a minimum of 18 months General Insurance Audit or General Insurance Internal Audit experience and a strong motivation to develop your career. *

In return for your hard work you will be rewarded with an excellent salary £40-60k (depending on experience) plus bonus and benefits.

For more information on these General Insurance Audit Jobs email Paul Stanbridge, Fleet Search + Selection.

* This includes individuals who have had Audit or Accountancy experience in non-insurance markets but have had a high skilled professional level role for a minimum of 2 years within a General Insurer.

We currently have a vacancy for a C# Developer fluent in English who would be interested in working with the front office trading technology team based at a major banking group in Copenhagen in Denmark. Joining this leading development team you will focus on the development of front end real-time systems used by traders and risk staff for this banks main trading operation. You’ll be working on new and existing components to improve the overall system stability and performance, both on strategic and tactical initiatives and on the derivatives trading platforms across multiple asset classes. A successful applicant will develop c sharp work on improving pricing and booking sales/trading workflow for the Derivatives desks. You require good communication skills to work closely with Sales, Trading, Risk and Technology to deliver improvements to the existing platform and facilitate increased volumes through technology improvements. You will have excellent c# language skills, be proficient in Excel and show a keen willingness to learn any aspects of the business required for the role.

Your tasks:

• Implementation of development methodologies and release management;
• Interface directly with business unit sponsors to gather requirements and document specifications
• Work with Trading to enhance the current trading process
  • Work with various front-end/middleware/back-end teams to deliver projects
  • Work with first level support team
  • Coordinate with global team on new features and participate in driving future direction of the system
  • Work seamlessly across organisational and country boundaries, strong communication skills required (in English)

Your skills:

• University degree with minimum 5 years of professional experience in IT;
• Strong knowledge of c#Experience of Risk / Trading Technology within an Investment Bank / Broking environment
• Ability to communicate with the business unit sponsors effectively
• Ability to coordinate with various teams to deliver projects successfully
• Strong verbal & written skills required to interact with global teams
• Highly motivated, analytical thinking individual

Our offer:
If you are seeking a career in an exciting and dynamic company, operating in an international, multilingual and multicultural environment where you can expect real chances to make a difference, please send me your detailed CV in English.

This is a fantastic role offer from a Global Investment Bank. They are offering an AVP role within their internal audit team to a candidate with either a product control type background or risk based audit background.
If you seek a Bank where you can:

– Broaden your asset class exposure across a full spectrum of Fixed Income, Currencies and FICC derivative products (they also have a sizeable Equities function – Contact me for more information).

• Enjoy an open and collaborative leadership style from a Senior Management team with a spread of backgrounds from tier one institutions, that bring their collective knowledge to influence all aspects of team management, methodology and strategy.
• Rely on a strong history of high bonus awards and competitive pay package.
• Work as part of a team and have your personal achievements recognised.
• Have a chance to work with the banks Global heads along with other members of the senior management team helping more junior members understand the given work.

If any of the above interests you, or you would like further information on the role
please call – 020 3397 1779

Salary: £55,000 – £75,000 (+bonus)
Location: London
Level: AVP

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Compliance Audit Team covering compliance risk. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Role Highlights

• Leading and participating in audit activities to assess risk, and ensuring that all work undertaken meets agreed timescales .
• Supervising and coaching small teams as required
• Managing relationships, liasing with stakeholders, and collaborating with other teams as required
• Producing required management information (MI) for Senior Management.
• Experience in meeting tight deadlines whilst maintaining accuracy and attention to detail.
• Effective communication skills, both verbal and written

Requirements

• Good academic and professional qualifications, including ACA
• Experience of compliance internal audit, either through another banking institution, or as part of a Big 4 Assurance Team

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature

Our client is a leading Global Investment with Headquarters in London.  They are seeking someone to join their Quantitative Finance Audit section  in London at Senior VP level.  With a very strong background in Quantitative Finance, with a focus on Market Risk. The right candidate will have excellent quantitative and analytic skills, and an excellent knowledge of financial markets and banking products.

Requirements

• An advanced degree in a relevant quantitative field, eg Mathematics, engineering, finance or economics
• Good knowledge of financial models across all asset classes.
• Experience in another banking institution at VP Level
• Great communication and people skills

The Role:

• Contribute to the Corporate Audit Market Risk team’s coverage of model risk management
• Lead audit reviews of global market portfolios with an emphasis on market and credit risk valuation.
• Acting as subject matter expert for Quantitative and Market Risk Audit
• Participating in communications with regulatory agencies
• Continuous monitoring and verification of Value at Risk estimates, Stress testing results at many different levels of granularity for positions and portfolios in global markets
• Develop and maintain good professional relationship with associates in all areas of the bank, including risk, trading, middle and back office
• Managing ad hoc projects as required