This is a key lead Audit role in an established Compliance Audit team of a global banking group. You will need to have previous Compliance or Regulatory Audit experience to apply.

*  You will receive an excellent level of support and leadership from some of the most experienced and trusted senior managers in the market. *

The role:

You will have the opportunity to plan audit fieldwork with the Regional and Global Audit Directors and agree action plans with senior key auditees. You will also engage in special projects, advisory and investigations work. Long term career advancement is encouraged with continuing professional development.

Experience Required:

• Conducting Audits within an Investment Banking business, either directly or via a major financial institution / Big 4 firm.
• Compliance experience covering one or more of: Global Markets  / Surveillance / Conflicts Management / Swap Dealer Broker / Financial Crimes / Conduct or Corporate Governance.

Strategic controls for high-risk operations of Global Financial Services Firm

If you are a newly qualified accountant (or equivalent) from a leading practice or consulting firm with experience in either Risk Management, Assurance, Internal Audit, Controls or Accounting for large corporate client accounts, we have an excellent opportunity for you to join a global brand with very strong career prospects in London, Edinburgh, and the US

As part of a team of like-minded professionals, you will be responsible for reviewing designated higher risk operations across the front, middle and back office, report your findings and develop recommendations on mitigating controls weaknesses with your stakeholders. You will gain senior-level exposure across the firm, working alongside highly experienced professionals in a collaborative team environment. You will be given in house training and benefit from sponsored ongoing professional development.

You do not need prior financial services but it is advantageous.

To apply you must have:

• large corporate experience
• Audit, Internal Audit, Accounting, Controls or Risk experience
• Good academic record
• Full / part qualified ACCA, ACA, CA, CFA etc
• A UK or EU passport

Apply to Paul Stanbridge with your CV to be considered for the role.

If you are an Internal Audit or Ops Risk professional seeking your next contract role in a small function of a growing London based Investment Manager, please apply to Paul Stanbridge with your CV. 

The CRO of this leading UK Asset Manager and PE company is expanding the function. Knowledge of Asset Investment Management Industry is essential (Private Equity and advantage). You will help build the Ops Risk framework and manage stakeholder relationships. You will need to be intelligent and affable, able to work collaboratively with the business to help improve risk & controls. 

You will be rewarded with an excellent day rate.

Are you an experienced Corporate Banking Internal Auditor looking for a new challenge?

If you have a few years experience in a corporate banking audit team and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.

This International Bank’s Internal Audit team focus on banking operations in London with emphasis on key risks around: Financial Crime, Regulatory reporting, Credit Process (inc. CASS Regs) and ITGC.

If this interests you and you are looking for a rewarding role offering excellent industry salary and bonus contact Craig Phipps with your CV to be considered for the position.

Unfortunately our Client are unable to support sponsorship for no UK / EU Citizens or Visa holders.

Experienced Prudential and Conduct Regulatory Risk or Audit professional required for expanding specialist Financial Services Consulting practice.

As a Director you will lead the firms PRA / FCA Risk services, reviewing complex Regulatory Risk issues and investigating client Risk controls.

You will be expected to have experience in a number of the following: Conduct Risk, Financial Crime KYC/AML/ Sanctions, MiFID II / CASS / COBS / SMCR, Compliance frameworks, ICAAP/ILAAP, and Recovery and Resolution Planning.

You will also need to demonstrate Team Leadership and Business Development skills as well as the ability to negotiate winning business contracts.

Apply today for more information.

Quantitative Finance consulting role with leading Advisory firm. 3-6 months contract with possible extension. Excellent rate.

You must have Banking and c++ or SAS experience from a Quant, Model Validation, Pricing or Model Risk role as well as the relevant visa for the UK.

IT Audit & Regulatory specialist with GDPR experience sought for multiple clients for perm and contract roles. To assist with audit /control and reconciliation reviews and advise clients implementing GDPR, MiFID II.

Must have:

• Regulatory knowledge of BCBS239, GDPR, MiFID II, IFRS 17 etc preferable
• IT Audit (Information Security Audit) experience
• Financial Services experience
• UK / EU Visa

Data protection qualifications highly desirable

Based in London

Salary £80-150000 plus bonus depending on experience.

This global bank are creating a new Internal Fraud Investigations function and seek experienced investigators to help establish a cutting edge Fraud Detection system and carry out investigations across the bank globally.

We are looking for fraud and investigations experts with field experience and welcome people from the police force or military with similar training. Exposure to Banking a plus.

We are looking for two experienced internal IT auditor with a firm grasp on either Global Markets (ie. Capital Markets, Equities Fixed Income) Trading Applications or Finance, Risk or similar Investment Banking Applications. You will be working in a top Tier 1 investment bank with a highly skilled team of qualified professionals.

The successful candidates will have circa 8 – 10 years experience in the industry.

Contract length 6 months +

If you would like to know more please call me on 0020 3397 1779 or email me at [email protected]

Type: Contract

Ppd: £600-700

Location: London

New IT Audit role!

Senior Applications Audit

£60-80,000

Large corporate experience across IT Audit including applications audits. ANY industry experience is relevant but preference will be given to Banking and FS. Knowledeg of BCBS 239 and data architecture a distinct advantage.

For details contact Paul Stanbridge