Our client is seeking an Internal Auditor with Conduct Risk, AML/STF experience, to join their internal audit team. The successful candidate will be degree educated and hold a relevant professional qualification in addition to having demonstrable experience in auditing and managing risks in Conduct and Financial Crime.  Using excellent communication skills to develop and maintain positive working relationships, the ideal candidate will also manage small teams.

Essential:

• Expert understanding of Anti-bribery and Corruption, Financial Crime (AML/STF) and Fraud requirements for UK and USA.  In addition to expert knowledge of sanctions, transaction monitoring and Due Diligence.

• Expert understanding of UK Conduct of Business requirements which includes Retail Conduct Risk.

• Minimum of four years current experience  in a regulatory function of a financial services organisation or large bank.

• Knowledge of UK Financial Crime Regulations

Desirable:

• A relevant qualification in either auditing / accounting (IIA, ACA, ACCA), Financial Crime (CAMS) or Compliance.

Our client, a leading tier 1 bank is seeking a Senior Manager to lead their Equities Audit team.  Based in Canary Wharf, the successful candidate will have a background in traded products audit, ideally equities, and  have responsibility for:  Equities Investment Banking and Finance, Traded Equity Products and Equity Research Audit.

The broad scope of the role provides a unique opportunity to further develop your understanding of all facets of Equities Audit.  As Senior Manager, you will  be responsible for drafting and scoping the audit plan, conducting reviews and managing a small team.

Essential:

Eight to twelve years’ experience in traded products audit (equities, or fixed income/rates) .

Degree educated or equivalent.

Demonstrable experience in auditing traded products at a senior level, ideally equities but other traded product specialists will also be of interest.

Excellent communication skills.

Strong relationship management.

Desirable:

Experience managing teams.

Accountancy qualification.

Experience in a big 4 environment.

Experience conducting Capital Markets Audit.

Our client, a leading global bank is seeking a Senior Auditor Manager to join their internal audit team.  With extensive experience leading and conducting Market Risk audits, the successful candidate will have a proven track record leading and developing teams in addition to fostering a team environment with an open, shared knowledge culture.  The successful candidate will use their excellent communication skills in addition to experience in similar roles within investment banking to foster positive working relationships with team members, senior management, stakeholders and clients.

Essential:

Relevant Professional Qualification (ACCA, ACA, CFA, FRM)

Thorough technical knowledge and experience of Market Risk and traded products.

Strong understanding of the current regulatory environment particularly those impacting on investment banking.

Desirable:

Experience in investment banking market risk audit or market risk management process.
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Our client, a leading global bank is seeking a Senior Auditor Manager to join their internal audit team.  With extensive experience leading and conducting Corporate Banking audits, the successful candidate will have a proven track record leading and developing teams in addition to fostering a team environment with an open, shared knowledge culture.  The successful candidate will use their excellent communication skills in addition to experience in similar roles within investment banking to foster positive working relationships with team members, senior management, stakeholders and clients.

Essential:

Relevant professional qualification (CIA, MIIA, ACCA)

Extensive experience managing corporate audits including risks and controls

Strong understanding of regulatory environments and frameworks impacting on corporate banking including recent developments in the regulatory field.

A willingness to travel overseas, approximately 40% per annum.

Desirable:

Prior experience in financial services and a strong working knowledge of emerging products and services.

Understanding of Corporate Banking products.

Our client, a large global bank with a strong European presence is seeking an experienced Auditor to join the Investment Management and Asset management function of their internal audit team.  The successful candidate will have a strong background in financial services with three – five years experience within Investment Management and covered a broad range of investment operations from Real Estate Fund management and Fund Administration to UCITS and other regulatory requirements.  The ideal candidate will use excellent communication and writing skills in conducting audits and maintain positive working relationships with team members, senior management and customers.

Essential:

Degree educated (business subject like economics, accountancy) or equivalent work experience.

3+ years experience within Investment Management Internal Audit.

Desirable:

Accountancy or audit qualification.

Our client, a leading European Bank, is seeking a Senior Auditor with extensive Wholesale banking audit experience to join their internal audit team.  The ideal candidate will have experience leading and conducting large audits of all aspects of market risk as well as structural risks.  The successful candidate will be degree educated (or equivalent work experience) and hold a recognised in addition to a strong understanding of UK regulatory frameworks e.g., ICAPP, ILAA, Liquidity.  Using this experience and knowledge in conjunction with excellent communication skills, you will develop and maintain strong positive working relationships with team members, clients, senior management and stakeholders.

Responsibilities will include:

• Experience conducting concurrent audits would be an advantage

• Markets audit experience including equity, FX and fixed income

• Experience leading and managing teams

• Supporting Heads of Audit in developing strategy and delivery of Audit Plan for UK

• Providing expertise to clients, senior management and junior team members, particularly for traded market risk

• Managing the wholesale banking Audit team.

Our client is seeking an Internal Auditor to join their Internal Audit Team.  The ideal candidate will be degree educated with a relevant professional qualification.  Ideally with a good understanding of the fundamental aspects of middle and back office banking operations, candidates with general financial services audit experience will also be considered.   The ideal candidate profile will be:

• A Big 4 firm, with controls or assurance experience from large banking, asset management, insurance or  investment clients.
  or

• An Internal Auditor within a large private banking, investment banking, asset management, insurance  or investments company.
  or

• An Operations role in an associated discipline eg Compliance, Finance, Accounting, Controls within a banking, settlements, Investment house or Asset Management company

You must have excellent communication and team working skills.

The successful candidate will join an organisation with a strong global reputation and very strong future career opportunities.

Our client is seeking an auditor to join their expanding internal audit team.   The ideal candidate will be degree educated and hold a relevant professional qualification with a background in financial services either as an auditor or qualified accountant.  With a keen eye for detail, excellent communication and networking skills the successful candidate will be keen to further a career in internal audit.  With a sound overview of risks, controls and regulations governing the UK’s financial services market, the successful candidate will build a strong foundation for a Internal Audit career by working with diverse business and stakeholders.

Our client, a tier one global bank is seeking an Auditor to join their team.  With excellent communication skills, you will develop and maintain positive working relationships with stakeholders and senior management in addition to facilitating a culture of shared knowledge and experience amongst team members.  With a financial services background gained in a large bank or investment firm, the ideal candidate will use their prior experience in traded products, ideally equities, to maintain the organisation’s rigorous internal audit standard.

Our client, a leading Financial Services organisation seeks a junior auditor to join their internal audit team.  Degree educated and holding a professional qualification, the successful candidate will have excellent team and networking skills as well experience in the UK Financial Services industry.  Using excellent communication skills to build successful working relationships with clients, stakeholders and senior management, the ideal candidate will have a basic understanding of controls and risks in financial services business.