Vacancies Tagged Internal Audit



Our client, a large global bank with a strong European presence, is seeking an experienced Auditor to join the Investment Management and Asset Management function of their internal audit team.

A strong background in financial services is essential, with three to five years experience in Investment Management. The successful candidate will have a broad range of experience, covering areas from Real Estate Fund Management and Fund Administration to UCITS, and other regulatory requirements.

With excellent communication and writing skills and experience conducting audits, the successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

  • Degree educated, preferably with a relevant business subject such as economics or accountancy. Three years PQE experience within Investment Management Internal Audit
  • Accountancy or audit qualification

Our client, a tier one European bank with a clear structure is seeking an experienced internal auditor VP to join their Internal Audit  Energy Trading team. Playing a pivotal role on this team, you will have demonstrable experience leading and developing junior team members as well as participating in all aspects of internal audit from planning to execution. The successful candidate will have excellent communication and client management skills.

Essential skills:

  • Degree educated or equivalent experience.
  • Relevant professional qualification (ACA).
  • Excellent understanding of risks and controls in traded products.
  • Prior experience auditing Energy Trading products.

A leading financial services firm is seeking a senior Internal Auditor to join their Internal Audit (Finance with Technology) team. The successful candidate will have worked in a similar controls role in a large European or American bank or an external audit position with a Big 4 firm at Manager level working with financial services client groups.
You will audit all functions within the finance and accounting space including: financial accounting, accounting records and policy as well as corporate / regulatory reporting, valuations, payroll and Tax. You will also have expert understanding of the UK regulatory environment.
Using strong communication skills to maintain excellent working relationships with team members, stakeholders and senior management, you will be experienced in all aspects of internal audit; from planning to writing the final report.

Essential:

  • Relevant professional qualification, preferably ACA.
  • Excellent communication skills
  • Prior experience in internal or external audit consultancy within a UK / US Bank
  • Excellent working understanding of the UK financial services regulatory environment

Our client a leading tier one bank is seeking an experienced Internal Audit Director to lead audit team covering outsourced 3rd party arrangements.  With a background in financial services, the successful candidate will be experienced in project management.  In addition to experience leading and managing teams, you will have strong client and senior stakeholder relationship management skills.  This role would suit someone with internal or external consultancy experience in outsourced third party suppliers audit, including such areas as exit strategies, due diligence and contract negotiations.

Essential Skills

  • Degree educated or equivalent experience

  • Considerable experience in third party supplier audit, risk and controls within financial services or a large bank

  • Current understanding of global regulatory regulations and developments governing third party suppliers

  • SAS 70 experience or equivalent

  • Excellent communication skills

Our client a leading financial services firm with a global presence is seeking an experienced senior auditor to join a small internal audit team with responsibility for compliance across the organisation’s central functions.  Using expert understanding of the regulatory frameworks and developments impacting on financial services and drawing on prior experience in a similar environment, the successful candidate will play a key role in all aspects of the internal audit process.

Essential Skills:

  • Prior experience in a similar compliance role within a tier 1 bank or financial services organisation.

  • Undergraduate degree or equivalent experience

  • Professional qualification

  • Excellent communication skills

  • Proven track record developing and maintaining strong working relationships with team members, senior managers and stakeholders.

Our client is seeking an experienced professional to join their internal audit, capital markets team.  The ideal candidate will have
considerable experience of front office capital markets trading processed in either a risk, controls or internal audit role.

Our client, a leading global investment bank is seeking an experienced Director to lead their Internal Audit, Corporate (Operations) team.  With prior experience gained in a similar financial services organisation or a global bank, you will have considerable understanding of operations supporting a global markets business. The successful candidate will have demonstrable experience leading and developing teams in addition to fostering excellent working relationships with stakeholders and senior management.

Essential:

  • Experience in a management role

  • Experience managing and developing large teams

  • Degree educated

  • Professional Audit or Accountancy qualification

  • Experience in all aspects of planning and executing audits across a range of functions, preferably:  Risk, Regulatory finance, Compliance and Legal.

A leading corporate and investment bank with a strong global presence is seeking an experienced senior auditor to lead a team with responsibility for Internal Audits of FX and local market rates capital markets business.  With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report.  Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank.  You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on FX and local rates.

Skills:

  • Degree educated or related experience

  • A professional audit or accountancy qualification would be an advantage

  • Experience managing and developing teams

  • Expert knowledge of FX and rates trade flow / front office risks.

  • Expert understanding of technology application control disciplines for FX and local market rates.

Playing a key role in the internal audit FX/Markets team, you will have experience within a similar environment in a large bank or financial services organisation.  Using a strong understanding of risk and controls associated Capital markets including rates (particularly FX), cash and derivatives, the successful candidate will participate in planning and executing audits.  A team player with excellent communication skills you will help to leverage the internal audit business across the organisation in addition to maintaining positive working relationships with colleagues and stakeholders.

Skills:

  • Degree educated or equivalent experience

  • A professional accountancy or audit qualification would be an advantage

  • Strong understanding of the risks and controls governing capital markets, rates and FX

  • Willingness to travel

  • Experience of auditing emerging markets is a plus.

A leading corporate and investment bank with a strong global presence is seeking an experienced senior auditor to lead a team with responsibility for Internal Audits of equities in the capital markets business.  With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report.  Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank.  You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on equities.

Skills:

  • Degree educated or related experience

  • A professional audit or accountancy qualification would be an advantage

  • Experience managing and developing teams

  • Expert knowledge of equities / front office risks.

  • Expert understanding of technology application control disciplines for equities.