Head of Audit for Risk, Wholesale Bank, London

Team of 4 VP’s & Dir’s plus junior staff.

Our client, a Global Wholesale Banking group are seeking to recruit a Risk Management Professional with experience in Internal Audit to Lead the EMEA Risk (Market, Credit, Models, liquidity risk, Stress Testing & Ops) Audit Division.

The Role

• Define and plan the scope of audit work required
• Plan and execute audits for risk management, including operational risk, market risk, liquidity risk, models risk, credit risk, and stress
• Continuous monitoring of the ongoing audit process through all key stages
• Working with both the local and global audit teams to establish full audit coverage and the scope of work required
• Responsible for the management and mentoring of the Risk Audit team
• Reporting to both the Global Head and Regional Head and carrying out special projects and ad hoc work as required

Requirements

• Experience working at a high level in a risk audit environment of a similar organisation
• Comfortable dealing with and reporting to Committee / Boards and Regulators
• Excellent understanding of current legislation, regulations and best practice, including, Basel III, Dodd Frank, SA-CCR, CRD IV and FRTB.
• Knowledge of liquidity risk management, model risk, credit risk and market risk, with a specialisation in one area being preferable
• Appropriately educated to degree standard, with professional risk management qualifications preferred.

To be considered for the role please forward your CV to Craig Phipps.

You must have the relevant UK / EU visa to apply.

£60-70,000 plus Excellent Banking bonus and benefits.

If you are a Risk Assurance or Internal Audit professional with 1-4 years ACA / ACCA post qualified experience (or equivalent) within a Capital Markets / Wholesale Banking environment and are looking to expand your career within a tight, dynamic and highly professional small team of an International Banking group, read on.

You must have;

• 1-4 years Risk Assurance / Internal Audit experience within banking sales and trading, ideally of Fixed Income / Rates products but Equities, FX and Commodities are also highly desirable
• Have a keen interest in expanding your career with a highly successful team environment with very good internal mobility and promotion prospects
• Are keen to learn from highly experienced peers and wish to further your career within Banking long term.

Please apply to Paul Stanbridge with your CV. You must have a UK / European Visa to be considered.

Life Assurance Internal Audit. Contract role – c£800-1000 p/d

Our client, a major London based international life assurance group, are looking for an internal audit specialist with senior level experience to lead audit reviews of actuarial controls across the group’s domestic business.

You will need to possess:

• Excellent knowledge of life assurance operations particularly around actuarial controls (model reviews aren’t required) ;
• 5+ years experience of leading Audits within insurance and/ or financial services.
• An interest in mentoring and training others.
• Applicants must have an EU / UK Visa.

This is a c.4+ month contract, with a strong possibility of extending to 12 months.

To be considered for the role please apply to Paul Stanbridge with a copy of your CV.

Internal Controls Director, Global team of 19, Excellent six figure salary + bonus + bens

Our client, a major London based International Banking group, are looking for an experienced Controls or Internal Audit specialist with experience across middle office functions within capital markets and corporate banking in a combination of the following disciplines:

• Payments Processing
• Ops Risk
• Credit Risk
• Market Risk
• Financial Control or Product Control

You must also have previous Director level experience and have managed and led large global teams.

To be considered for the role you must be able to work within the EU/UK – please apply to Craig Phipps with a copy of your CV.

This is an SME Audit role for CASS therefore the successful applicant will have good knowledge of Client Assets Sourcebook. You must also have previous experience within Internal Audit within financial Services.

Rate: 450-500p/d

You must have an EU / UK Visa.

Quantitative Finance consulting role with leading Advisory firm. 3-6 months contract with possible extension. Excellent rate.

You must have Banking and c++ or SAS experience from a Quant, Model Validation, Pricing or Model Risk role as well as the relevant visa for the UK.

IT Audit & Regulatory specialist with GDPR experience sought for multiple clients for perm and contract roles. To assist with audit /control and reconciliation reviews and advise clients implementing GDPR, MiFID II.

Must have:

• Regulatory knowledge of BCBS239, GDPR, MiFID II, IFRS 17 etc preferable
• IT Audit (Information Security Audit) experience
• Financial Services experience
• UK / EU Visa

Data protection qualifications highly desirable

Based in London

ASSET MANAGEMENT AUDIT
London, £60-95000

Ex-practice Auditor with experience in the financial services industry, who has worked in large Audit teams.

IF YOU WOULD LIKE THE OPPORTUNITY TO:
– LEAD AUDITS / MANAGE A TEAM (depending on experience)
– GAIN CROSS ASSET CLASS EXPERIENCE
– BE PART OF A LARGE TEAM WITH GOOD PROMOTION PROSPECTS

Apply to Paul Stanbridge with your CV.

Location: London

We are looking for two experienced internal IT auditor with a firm grasp on either Global Markets (ie. Capital Markets, Equities Fixed Income) Trading Applications or Finance, Risk or similar Investment Banking Applications. You will be working in a top Tier 1 investment bank with a highly skilled team of qualified professionals.

The successful candidates will have circa 8 – 10 years experience in the industry.

Contract length 6 months +

If you would like to know more please call me on 0020 3397 1779 or email me at [email protected]

Type: Contract

Ppd: £600-700

Location: London