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This is a key lead Audit role in an established Compliance Audit team of a global banking group. You will need to have previous Compliance or Regulatory Audit experience to apply.

*  You will receive an excellent level of support and leadership from some of the most experienced and trusted senior managers in the market. *

The role:

You will have the opportunity to plan audit fieldwork with the Regional and Global Audit Directors and agree action plans with senior key auditees. You will also engage in special projects, advisory and investigations work. Long term career advancement is encouraged with continuing professional development.

Experience Required:

  • Conducting Audits within an Investment Banking business, either directly or via a major financial institution / Big 4 firm.
  • Compliance experience covering one or more of: Global Markets  / Surveillance / Conflicts Management / Swap Dealer Broker / Financial Crimes / Conduct or Corporate Governance.

Requirements – Data Scientist with Python to support established Risk and Controls Analytics and Digitalization team.

This role is an opportunity for candidates with a data science academic background and (preferably) prior relevant working experience, to join the Internal Audit department
of an Investment Bank.  You will use your recent data science experience to prototype different data analytics ideas and re-usable solutions as well as analyse data to generate insights. You will help visualise data analytics results to present findings with tools and dashboards.

Must have:

  • Recent academic or working experience of programming with Python and familiarity with Linux/Unix
    environment.
  • You will have a keen interest in developing programming level skills in new technologies (e.g. ElasticSearch, Graph Technology, TensorFlow, etc.)

Preferable:

  • Hands-on experience working with data and developing reusable and easy-to-use scripts and applications.
  • Recent academic or working experience in data modelling and visualisation.

Unfortunately we are only accepting individuals with a UK work Visa.

 

Hybrid working.

A market leading investment bank require an exceptional IT Applications Audit professional to come on board and play a pivotal part reviewing complex front office trading applications, a truly exciting opportunity for those who thrive on new challenges.

You will also work with IT Applications Auditors who typically foster a culture of sharing skills and knowledge which they see as vitally important. Given the depth of the technical reviews, cutting edge technology and complexities involved you will certainly be challenged but also have the opportunity to deepen your technical knowledge and learn from the best.

Key requirements:

  • Degree educated
  • IT Applications controls within Investment banking / Capital Markets environment
  • Technically astute and genuinely passionate about technology
  • Those from a technical background i.e. programming or developing applications will also be considered, but must possess good understanding of risk controls / end to end risk management / audit
  • Strong interpersonal skills, able to build and develop relationships within the team and business stakeholders
  • Excellent communication skills; able to explain challenging technical jargon in clear and concise form
  • Adaptable and flexible mindset

This is an ideal role for a 1 – 3 year post qualified Accountant or similar Audit, Risk or Compliance qualified professional.

*If you are in the UK with UK experience my client can sponsor your VISA*

Work from Home and up to 10% (rising to 30% post COVID) travel.

If you have Financial Services experience developed from working directly within a bank, building society, insurance, asset management, payments or other financial services firm, or are in a consultancy arm of a Big4 firm working on financial services clients, AND have professional experience in a 1st, 2nd, or 3rd line of defence discipline, ie:

Internal Control
Inspection
Internal Audit
Risk Assurance or RCSA
Compliance
Prudential Risk
Financial Conduct
Financial Control
Financial Assurance in professional services

please apply below.

You will have the opportunity to develop your career and experience with the Risk Assurance and Internal Audit consulting team of a large professional services accounting firm. Working with teams of like-minded and similar level professionals, you will deliver deep-dive risk and control reviews within regulated financial services.

You will receive:

– Expense account

– Bonus

– Salary c£35-55k

You must be an excellent communicator as client interaction and advisory skills will be used daily.

Must have:

– A degree and/or professional qualification (ACA ACCA CFA)

– Experience in Financial Services

– Professional experience from one of the above disciplines

– Good communication skills

Apply with your CV or contact Paul Stanbridge for more information or an informal conversation

Senior Internal Audit role within Global Capital Markets firm. Must have knowledge of Middle / Back office capital markets and transaction reporting. This would suit someone who is already a VP with knowledge of Fixed income / Equity broker/dealer activity, looking for regional responsibility across EMEA in a capital markets focused environment of an expanding firm.  You must have a UK visa.

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior position managing Credit / Financing Risk or internal audit of the same from a large accountancy firm or banking group.

Apply to Paul Stanbridge

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior position managing Treasury and Liquidity Risk Management or risk / internal audit of the same from a large accountancy firm or banking group.

Apply to Paul Stanbridge

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior valuations or valuations internal audit role from a large accountancy firm or banking group.

Apply to Paul Stanbridge

Strategic controls for high-risk operations of Global Financial Services Firm

If you are a newly qualified accountant (or equivalent) from a leading practice or consulting firm with experience in either Risk Management, Assurance, Internal Audit, Controls or Accounting for large corporate client accounts, we have an excellent opportunity for you to join a global brand with very strong career prospects.

As part of a team of like-minded professionals, you will be responsible for reviewing designated higher risk operations across front, middle and back office functions, report your findings and develop recommendations on mitigating controls weaknesses with your stakeholders. You will gain senior-level exposure across the firm, working alongside highly experienced professionals in a collaborative team environment. You will be given in house training and benefit from sponsored ongoing professional development.

You do not need prior financial services but it is advantageous.

To apply you must have:

  • Large corporate firm / client experience
  • Audit, Internal Audit, Accounting, Controls or Risk experience
  • Good academic record
  • Fully qualified ACCA, ACA, CA, CFA etc
  • A full UK Visa

Apply to Paul Stanbridge with your CV to be considered for the role.

Strategic controls for high-risk operations of Global Financial Services Firm

If you are a newly qualified accountant (or equivalent) from a leading practice or consulting firm with experience in either Risk Management, Assurance, Internal Audit, Controls or Accounting for large corporate client accounts, we have an excellent opportunity for you to join a global brand with very strong career prospects.

As part of a team of like-minded professionals, you will be responsible for reviewing designated higher risk operations across front, middle and back office functions, report your findings and develop recommendations on mitigating controls weaknesses with your stakeholders. You will gain senior-level exposure across the firm, working alongside highly experienced professionals in a collaborative team environment. You will be given in house training and benefit from sponsored ongoing professional development.

You do not need prior financial services but it is advantageous.

To apply you must have:

  • Large corporate firm / client experience
  • Audit, Internal Audit, Accounting, Controls or Risk experience
  • Good academic record
  • Fully qualified ACCA, ACA, CA, CFA etc
  • A full UK Visa

Apply to Paul Stanbridge with your CV to be considered for the role.