Our client, a leading European Bank, is seeking a Senior Auditor with Wholesale banking audit experience to join their internal audit team. The ideal candidate will have experience leading large audits of in aspects of wholesale banking covering the capital markets, market risk, treasury and asset management businesses. The successful candidate will be degree educated, hold a relevant professional qualification and have a big 4 background. Using this experience and knowledge in conjunction with excellent communication skills, you will develop and maintain strong positive working relationships with team members and senior management as a senior member of the London Audit group.
Requirements:
Experience conducting internal audits
Wholesale banking audit experience: ie, SPV’s, investment banking, equity, FX, rates / fixed income, treasury, derivatives, market risk or Asset Management
Experience of leading and managing people.
Responsibilities will include:
Supporting Senior Audit members in delivering the Audit Plan.
Our client is seeking and experienced Model or Market practitioner to join their internal audit team. The successful candidate will hold a maths or science degree or post graduate qualification with prior experience in financial services and/or banking. The role involves looking at all aspects of Market Risk Audit, including Model Validation, VAR, Stress Testing Valuation, Model Building, and Model Development, across the business. As this is a VP level role, previous in depth experience in this area is essential. The ability to audit these areas within a risk based audit system is also essential. Excellent communication skills are required, to develop and maintain positive working relationships as part of this small specialised team.
As part of the audit team in a leading European Bank, this role offers clear career progression opportunities for the right candidate
Essential:
Experience of Market Risk Models, Model Validation, VAR, Stress Testing and Model Development.
Experience of planning and conducting risk based internal audits
Ability to work as part of a small but high level team.
Our client is seeking an auditor with experience in Traded Credit Risk to join their internal audit team. The successful candidate will be degree educated and hold a relevant professional qualification with prior experience in financial services and/or banking. The role involves looking at the internal Credit Risk methodologies within the business and assessing these within a risk based audit environment. Previous experience of Credit Validation Adjustments (CVA) is essential. Excellent communication skills are required, to develop and maintain positive working relationships as part of this small specialised team.
As part of the audit team in a leading European Bank, this role offers clear career progression opportunities for the right candidate
Essential:
Experience of Traded Credit Risk, Credit Valuation Adjustments (CVA)
Experience of planning and conducting risk based internal audits
Ability to work as part of a small but high level team.
Our client is seeking a Credit Risk Auditor to join their internal audit team. The successful candidate will be degree educated and hold a relevant professional qualification with prior experience in financial services and/or banking. Using excellent communication skills to develop and maintain positive working relationships, the ideal candidate will also have experience managing small teams. As part of the audit team in a leading European Bank with clear career progression this opportunity would also suit candidates with experience in the corporate retail arm of the larger UK banks.
Essential:
Our client is seeking a Senior Internal Auditor with Conduct Risk, AML/STF experience, to join their internal audit team. The successful candidate will be degree educated and hold a relevant professional qualification in addition to having demonstrable experience in auditing and managing risks in Conduct and Financial Crime. Using excellent communication skills to develop and maintain positive working relationships, the ideal candidate will also manage small teams.
Essential:
Expert understanding of Anti-bribery and Corruption, Financial Crime (AML/STF) and Fraud requirements for UK and USA. In addition to expert knowledge of sanctions, transaction monitoring and Due Diligence.
Expert understanding of UK Conduct of Business requirements which includes Retail Conduct Risk.
Experience managing and leading teams.
Minimum of four years current experience in a regulatory function of a financial services organisation or large bank.
Knowledge of UK Financial Crime Regulations
Desirable:
Our client, a leading global bank is seeking a Senior Auditor Manager to join their internal audit team. With extensive experience leading and conducting Corporate Banking audits, the successful candidate will have a proven track record leading and developing teams in addition to fostering a team environment with an open, shared knowledge culture. The successful candidate will use their excellent communication skills in addition to experience in similar roles within investment banking to foster positive working relationships with team members, senior management, stakeholders and clients.
Essential:
Relevant professional qualification (CIA, MIIA, ACCA)
Extensive experience managing corporate audits including risks and controls
Strong understanding of regulatory environments and frameworks impacting on corporate banking including recent developments in the regulatory field.
A willingness to travel overseas, approximately 40% per annum.
Desirable:
Prior experience in financial services and a strong working knowledge of emerging products and services.
Understanding of Corporate Banking products.
Our client, a leading European Bank, is seeking a Senior Auditor with extensive Wholesale banking audit experience to join their internal audit team. The ideal candidate will have experience leading and conducting large audits of all aspects of market risk as well as structural risks. The successful candidate will be degree educated (or equivalent work experience) and hold a recognised in addition to a strong understanding of UK regulatory frameworks e.g., ICAPP, ILAA, Liquidity. Using this experience and knowledge in conjunction with excellent communication skills, you will develop and maintain strong positive working relationships with team members, clients, senior management and stakeholders.
Responsibilities will include:
Experience conducting concurrent audits would be an advantage
Markets audit experience including equity, FX and fixed income
Experience leading and managing teams
Supporting Heads of Audit in developing strategy and delivery of Audit Plan for UK
Providing expertise to clients, senior management and junior team members, particularly for traded market risk
Our client, an international top rated accountancy and advisory firm, is looking for a Senior Technical Audit Consultant. You will lead a team working on a variety of assurance engagements, including Data Management, Risk Assurance, Data Protection, and work on audits for a wide ranging client base across the Midlands.. In addition to the technical aspects, this role offers the opportunity to gain business development experience, working with the team preparing client tenders.
Responsibilities:
Lead a team of advisers in the effective delivery of IT Assurance Services, and act as a coach and mentor as necessary.
Manage the timely delivery of client assignments and ensure the effective use of staff and resources, to deliver projects within budget.
Manage a client portfolio. The client base ranges from large commercial entities and public sector bodies, and will be slanted according to your specialisms.
Build relationships with clients with a view to contributing to Business Development, and identifying new work streams
Requirements:
Professional IT Qualification, eg CISA, CISSP, CISM or similar.
Relevant applications or infrastructure audit experience both considered.
Relevant IT Audit Experience
Internal Audit or Consultancy experience
The requirements stated are mandatory for role.
Our client is seeking an auditor to join their expanding internal audit team. The ideal candidate will be degree educated and hold a relevant professional qualification with a background in financial services either as an auditor or qualified accountant. With a keen eye for detail, excellent communication and networking skills the successful candidate will be keen to further a career in internal audit. With a sound overview of risks, controls and regulations governing the UK’s financial services market, the successful candidate will build a strong foundation for a Internal Audit career by working with diverse business and stakeholders.
As part of the internal audit team in one of the world’s largest banks, the successful candidate will lead the corporate banking audit team. With extensive experience in corporate banking, you will have demonstrable experience leading and mentoring junior staff in addition to developing excellent working relationships with senior management, stakeholders and clients. As the lead contact for corporate banking for the leadership team, you will have expert knowledge of regulatory frameworks and developments governing products, services and processes covering Europe & Emerging Markets ex Asia corporate business.
Essential:
Degree educated, post graduate qualification would be an advantage
Professional Audit or Accountancy qualification (ACA, ACCA, CBA, CFA, CIA, CPA, ICWA)
SOX II
Corporate Banking Experience: origination,, transaction services, custody, settlements, leasing, and payment operations businesses. (Either as an internal or external auditor)