Excellent opportunity for an experienced Auditor / Internal Auditor / Risk Assurance professional with large corporate experience to join a Global Banking Firm.

No previous Banking experience required!

You will be joining a small team and is an ideal position if you are from an Audit or Risk Assurance team in a Big4 / large practice firm looking for a more strategically important role within an investment / wholesale Banking firm, or have Internal Audit experience already and are looking for your second move.

You will work closely with the Head of Audit and senior team members and enjoy an open and honest dialogue with engaged high level stakeholders in an established banking brand. Working both independently and with like minded team members you will review interesting product lines from: Treasury, Corporate Credit, FX trading, and Private Banking to Risk and Compliance operations, within the London offices (and remotely on global Audits).

Internal mobility is actively encouraged and opportunities within the business will present themselves for upwards career progression.

Unfortunately this client are unable to sponsor VISA’s therefore you must be a UK citizen or have an unrestricted UK Visa to apply

Apply to Paul Stanbridge for more information or an informal conversation.

We are expecting a high degree of interest in this role and unfortunately won’t be able to reply to all applicants.

SVP Global Markets Audit (Conduct)

VP Audit Commodities

Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

Essential

• An accountancy or audit qualification
• Experience of managing and leading audits within a Banking environment
• Excellent interpersonal and managerial skills
• Commodities knowledge

Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.

Global Bank, seeking experienced Internal Auditor or Risk Assurance professional with Retail or Corporate Banking industry knowledge, ideally with experience of controls in all areas of banking operations but ideally: Credit risk, CASS, banking compliance, and payment process.

Good salary and Banking Bonus

Experienced Prudential and Conduct Regulatory Risk or Audit professional required for expanding specialist Financial Services Consulting practice.

As a Director you will lead the firms PRA / FCA Risk services, reviewing complex Regulatory Risk issues and investigating client Risk controls.

You will be expected to have experience in a number of the following: Conduct Risk, Financial Crime KYC/AML/ Sanctions, MiFID II / CASS / COBS / SMCR, Compliance frameworks, ICAAP/ILAAP, and Recovery and Resolution Planning.

You will also need to demonstrate Team Leadership and Business Development skills as well as the ability to negotiate winning business contracts.

Apply today for more information.

Our client is a leading Financial Consultancy Firm with a significant Global and UK presence, and a diverse client base, ranging from large financial institutions to manufacturing, retail, technology, service industries, and public sector.

Due to a recent growth in their client base, they are currently looking for a number of new hires. Opportunities are available for candidates with a background in both public sector audit, and for those from a banking / finance audit background. Roles are available from Associate, to Senior Manager level in operational Audit and Technology Audit. Associates must have at least 2 years PQE.

As well as having appropriate audit experience, candidates must be educated to degree level, and hold appropriate professional qualifications, eg ACA, CA, ACCA etc.

Our client is a leading Financial Consultancy Firm with a significant Global and UK presence, and a diverse client base, ranging from large financial institutions to manufacturing, retail, technology, service industries, and public sector.

This is an opportunity for a recently qualified / up to 2 years qualified candidate to join their Public Sector Audit Team.

Role Description

• Prepare audit drafts and documentation
• prepare necessary fieldwork subsequent to review
• produce close out documentation
• Attend client meetings and contribute appropriately

Requirements

• Appropriate professional qualifications, eg ACA, CA, ACCA,MIIA
• Undergraduate degree or equivalent
• Experienced in the use of using Microsoft packages, internet, email
• Experience of audit or risk management in the Not for Profit / Public Sector
• Competent in the preparation and delivery of presentations

Our client is a leading Financial Consultancy Firm with a significant Global and UK presence, and a diverse client base, ranging from large financial institutions to manufacturing, retail, technology, service industries, and public sector.  They currently have need of a Technology Risk Services (TRS) Senior Manager  to help clients manage risk, and improve their business performance around information technology and information security.

Key Elements of the Role

• Responsible for allocated engagements, and managing staff and client requirements
• Undertake business development, bringing on board new clients, and developing sales opportunities with current clients
• Assist Senior Management Team in the development of new products and services.
• Act as an ambassador of the firm at marketing events, and develop an in depth knowledge of the wide range of services offered by the firm.
• Manage key internal and external clients
• Lead new proposals and participate in presentations
• Act as a subject matter expert in technical services, contributing as necessary to other areas of the practice

Skills and Education

• Educated to degree standard with Professional IT audit qualification (eg CISA, CISM, or similar)
• Proven portfolio management experience, including the ability to manage multiple projects concurrently
• Good client relationship management skills
• Sound technical knowledge, and auditing experience of common operating systems, financial applications, and appropriate databases
• Substantial experience in IT auditing and risk management
• Experience leading IT audit teams and engagements from end-to-end
• Good people management and coaching skills

This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within the highly reputable Investment Bank where you can truly progress and the value you add is recognised. Our client is seeking a bright, analytical and ambitious individual with an inquisitive mind as well as excellent communication and interpersonal skills to join their ever growing Global Markets division.

You will work across all business areas within trading and get exposure to all asset class, however experience in equities rates / fixed income products would be of particular use.  They also encourage internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.
Essential requirements

• ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
• Internal Audit experience from practice or a bank in the UK
• OR External audit experience with firm grasp of risk and control
• Sound knowledge of Capital Markets/ Trading products
• Understanding of risk and control on business process within an investment bank
• Strong analytical and technical nous
• Excellent communication and interpersonal skills – able to build stakeholder
• Relationship

Our client is a leading global brokerage company working mainly for financial and real estate clients. Their products include foreign exchange, equities, equity derivatives, and credit derivatives amongst others.

They are looking for an Audit Manager to join their Internal Audit Group in the London Office. With 3-4 years audit experience, the ideal candidate will be be comfortable with leading various technical and general controls audits. SOX experience would be very useful. Candidates with relevant Big 4, or similar Practice candidates are welcomed, although ideally some experience in industry will also have been gained.

This role offers the opportunity for involvement in global audits, and will give the successful applicant exposure to CEOs, CFOs, and CISOs, with the potential to become involved in presenting to audit committee’s and boards.

Due to the global nature of the business, there will be an element of travel, usually to the USA office.