Vacancies Tagged Corporate Banking Audit



The Head of Audit at a Global Bank is seeking an experienced Audit Manager / No2 to join their London team.

This is an ideal position if you currently have Internal Audit experience in a managerial / leadership role in a Banking environment (Risk Assurance experience from a practice firm at the upper manager level also considered).

You will work closely with the Head of Audit and small team of 4 and enjoy an open and honest dialogue with enged high level stakeholders in an established banking brand. A key risk for the group is Financial Crime, preference will be given to candidates with audit experience in this area. Other key risks are Institutional Banking and Credit.

 

Internal mobility is actively encouraged and opportunities within the business will present themselves for upwards career progression.

Group work from home arrangements are: 1 day per week at home and 4 days in the London office.

 

MUST HAVE:

  • 5 years minimum Internal Audit or Risk Assurance.
  • Team Management and Audit lead experience.
  • Banking experience.ACA, IIA or ACCA preferred.
  • Bachelor’s degree.
  • Full UK Visa (the firm are unable to sponsor visas).

Apply for more information or an informal conversation.

We are hiring for Senior Auditors within Corporate and Investment Banking. Previous experience is essential in financial services audit or risk assurance as well as knowledge of banking regulatory environments. You must have excellent communication and problem-solving skills as well as relevant industry qualifications (ACA, ACCA), Big-4 experience preferred.

UK VISA required.

We are expecting a high level of interest and may not be able to reply to all applicants.

Our client is the London office of a large international wholesale banking group who are looking for a Senior Auditor to join their Audit team. This exciting role will provide you with exposure across all the business areas and support functions of the bank, including FX Trading, Trade Finance and Corporate Lending and provide you with regular interaction with C Suite executives including the CEO.

This exciting opportunity will suit someone who is qualified and has now gained some experience working either within a bank or with banking clients looking for their next step and wanting to build more influence within the bank. You should:

  • be either working in Internal Audit within a bank (ideally corporate or investment banking) or be working within the Risk Assurance division of a large practice firm working with Banking and Financial Services organisations;
  • have knowledge of the business processes around credit risk, operational risk or financial crime (ALTHOUGH THIS IS NOT ESSENTIAL);
  • you should (more importantly) have the ability to work within a small, dynamic team where you can influence and make a difference to the bank;
  • be a qualified Accountant or Auditor holding and ACA, ACCA and/or IIA qualification and be degree educated.

This role represents an excellent opportunity to develop your career within an encouraging, supportive team which will allow for growth and regular interaction with senior management (something that is only normally entertained at much more senior levels within larger banks).

On top is an exceptional salary for this grade with bonus and extensive benefits as well as a work from home policy 2 days per week.

Please note – unfortunately, we will only be able to accept applications from UK nationals/residents or those with a valid UK work permit.

Are you an experienced Corporate Banking Internal Auditor looking for a new challenge?

If you have a few years experience in a corporate banking audit team and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.

This International Bank’s Internal Audit team focus on banking operations in London with emphasis on key risks around: Financial Crime, Regulatory reporting, Credit Process (inc. CASS Regs) and ITGC.

If this interests you and you are looking for a rewarding role offering excellent industry salary and bonus contact Craig Phipps with your CV to be considered for the position.

Unfortunately our Client are unable to support sponsorship for no UK / EU Citizens or Visa holders.

  • £350- 700 p/d
  • immediate start
  • x 2 Contract Capital Markets Audit roles
  • Global Investment Bank
  • 3-9 months contract depending on experience

Global Investment Bank seeking two experienced Internal Audit contractors at AVP & VP levels with practical experience of front office controls within Capital Markets (Equities, Fixed Income, or Commodities) products. Experience in compliance, risk or controls an advantage. This is a contract position so you must be able to hit the ground running. Excellent prospects for contract extension if desired.

 

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Compliance Audit Team covering compliance risk. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Role Highlights

  • Leading and participating in audit activities to assess risk, and ensuring that all work undertaken meets agreed timescales .
  • Supervising and coaching small teams as required
  • Managing relationships, liasing with stakeholders, and collaborating with other teams as required
  • Producing required management information (MI) for Senior Management.
  • Experience in meeting tight deadlines whilst maintaining accuracy and attention to detail.
  • Effective communication skills, both verbal and written

 

Requirements

  • Good academic and professional qualifications, including ACA
  • Experience of compliance internal audit, either through another banking institution, or as part of a Big 4 Assurance Team

 

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature

 

Our client is a European Bank with a strong presence in the London market.  They are seeking someone to join the Audit Team covering Operational Risk Audit in London. The role offers excellent exposure to all the main risks of the firm across a range of business and product lines. The ethos of the business is one of professional nurture, and they offer great career development potential for the right candidates.

Requirements

  • A good understanding of Internal Audit process, and risk and controls within audit reviews
  • An awareness of model risk, Stress Test exercises and Basel regulation
  • Strong analytical skills, and capability in the use of Excel and SAS
  • Great communication skills
  • Ability to meet tight deadlines whilst maintaining accuracy

 

Main Duties

  • Management of small / non-complex audits
  • Providing guidance to more junior team members
  • Contribution to the audit planning process.
  • Contributing to the drafting of Findings, Recommendations and sections of the Audit Report.
  • Supervising and providing coaching and support for more junior team members

In addition to base salary, the role offers an excellent flexible benefits package including Private medical Insurance, Pension, and generous holiday allowance, and all benefits you would expect from a financial institution of stature.

A rare opportunity to join a Corporate and Private Bank as sole Head of Audit. The ideal candidate will either be a Senior Audit Manager / No2 from a Corporate Banking and / or Private Wealth firm seeking a ‘step up’ to a role with executive and board level reporting responsibilities, or a previous head of audit looking for a strong career move.

Applicants must have a degree and a professional qualification as well as previous Banking or Wealth Audit experience from the UK or Europe.

Our client, a leading global investment bank is seeking an experienced Director to lead their Internal Audit, Corporate (Operations) team.  With prior experience gained in a similar financial services organisation or a global bank, you will have considerable understanding of operations supporting a global markets business. The successful candidate will have demonstrable experience leading and developing teams in addition to fostering excellent working relationships with stakeholders and senior management.

Essential:

  • Experience in a management role

  • Experience managing and developing large teams

  • Degree educated

  • Professional Audit or Accountancy qualification

  • Experience in all aspects of planning and executing audits across a range of functions, preferably:  Risk, Regulatory finance, Compliance and Legal.

Our client, a leading global bank is seeking a Senior Auditor Manager to join their internal audit team.  With extensive experience leading and conducting Market Risk audits, the successful candidate will have a proven track record leading and developing teams in addition to fostering a team environment with an open, shared knowledge culture.  The successful candidate will use their excellent communication skills in addition to experience in similar roles within investment banking to foster positive working relationships with team members, senior management, stakeholders and clients.

Essential:

Relevant Professional Qualification (ACCA, ACA, CFA, FRM)

Thorough technical knowledge and experience of Market Risk and traded products.

Strong understanding of the current regulatory environment particularly those impacting on investment banking.

Desirable:

Experience in investment banking market risk audit or market risk management process.
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