Compliance Advisory, Monitoring, Controls, Conduct and Training role with well established SME Bank.

You must have experience within a regulatory control or compliance environment from a banking firm.

The successful candidate will:

• Produce reports highlighting areas of improvement as per the compliance monitoring plan
• Recommend improvements to Senior Management, XO’s and staff as well as manage project delivery of new regulatory requirements (MIFID 2, Senior Managers Regime etc.)
• Review operating procedures, manuals and processes, as well as management information
• Monitor the performance and make recommendations to the Legal & Head of Compliance
• Provide training to all bank staff and help identify compliance training needs
• Develop strong relationships with all staff members
• Provide appropriate advice on compliance issues
• Help plan all compliance work with the Head of Compliance and Head of Legal
• Prepare and manage non-financial returns
• Liaise with Regulators and other 3rd parties