Vacancies Tagged Basel II



A leading global investment firm seeks a Vice President, Credit Risk to join their specialist Risk Audit team.  You will have either worked as part of a credit risk management team or as an Auditor covering Credit Risk in an Investment Bank.  As part of a small team, the successful candidate will deputise for the Head of the Credit Risk Audit and assist them in leading and developing the team. As the principle lead for credit risk, you will work closely with all business audit teams, particularly the Quantitative audit team on assurance frameworks for traded products.  The successful candidate will have excellent communication skills fostering a shared knowledge culture across the team in addition to maintaining excellent working relationships with stakeholders and senior management.

Skills and Experience:

Essential:

  • Experience in financial management within a traded product credit risk, credit analyst  or credit reviewer role.

  • Thorough understanding of credit risk controls

  • Excellent communication skills with demonstrable experience of stakeholder management

  • Broad knowledge and understanding of global regulatory developments and frameworks.

  • Expert understanding of Basel II requirements, thorough knowledge of Basel III proposals.

Desirable:

  • Two years’ experience as a credit risk auditor.      

Our client, a leading global investment bank seeks a Senior Liquidity Risk VP to join its dedicated risk audit team.  With a background in audit, preferably gained in treasury, the ideal candidate will be an expert in liquidity risk, treasury and controls.

Key responsibilities:

  • Reporting to the Global Head of Risk Audit

  • A key point of contact for liquidity risk for technical expertise and continuous monitoring

  • Keeping abreast of regulatory developments affecting liquidity risk

  • Contributing to controls and frameworks supporting risk management,

  • Identifying training requirements across the internal audit function for Liquidity risk.

  • Responsibility for entity risk assessment process for liquidity risk

  • Developing and maintaining excellent relationships with internal audit, stakeholders, senior management and regulators

Essential

  • Accounting qualification

  • Experience in an audit role

  • Further qualifications on treasury e.g. Corporate Treasurer (desirable)

  • Experience:

  • Thorough knowledge of regulatory requirements of liquidity risk management, ILAA and Basel III developments, an overview of global regulatory requirements and developments would be an advantage.

  • Proven experience, ideally within a global investment back within treasury, of risk audit and liquidity risk audit

  • Excellent communication and relationship management skills the successful candidate will have the ability to influence and advise team members, stakeholders, senior management and regulators.

Our client is seeking a Credit Risk Audit VP with a thorough understanding of credit analysis across a broad spectrum of borrowers including SME, property and large corporations.  Reporting directly to the Head of section, the ideal candidate will be degree educated and hold a relevant professional qualification and will have a proven track record of credit skills gained in the financial services sector.    The role requires a thorough understanding of Basel II in addition to detailed knowledge of OCC and FED guidelines impacting on loan classification and the shared national credit process.

Due to the technical nature of the subject matter our client is open to Auditors with Credit Risk exposure or Credit Risk practitioners.

With a keen eye for detail, the successful candidate will use excellent interpersonal and communication skills to leverage the broader audit function through their relationships with senior management and by developing and mentoring junior team members.

Our client, a leading global bank seeks VP Operational Risk Auditor to join its dedicated risk audit team. The successful candidate will be accountable for the audit plan and development of the audit team while maintaining an overall view of the function and its efficacy. With excellent communication skills and ability to develop, maintain excellent relations with stakeholders, senior management and the audit team, the VP Operational Risk Auditor will be committed to raising standards within their own team and the organisation as a whole. Essential:

  • Educated to degree level in addition to holding a Postgraduate degree in relevant subject or holding a professional qualification (ACA,FRM)
  • Excellent communication and relationship management skills the successful candidate will have the ability to influence and advise team members, stakeholders, senior management.
  • Thorough knowledge of regulatory requirements of operational risk management including Basel, BIPRU 6, FSA and Sarbanes Oxley. Current knowledge of CEBS 216 would be an advantage.
  • Using an indepth understanding of the impact of Basel II on operational risk to inform audit practice and strategy.
  • Demonstrable experience in an operational risk management gained in a large bank or FS organisation Thorough knowledge of regulatory requirements, controls and governance frameworks affecting operational risk

Desirable:

  • Experience leading teams
  • Awareness of AMA practices within Financial Services organisations.