Global Asset Manager seeking Senior Auditor with c.1 years+ pqe

This is an excellent opportunity to join as a senior member of an established team. You will be required to coach graduates through the audit cycle and build relationships with senior management and stakeholders.

Main Duties and Responsibilities:

• Develop strong partnerships with business management by providing a credible point of contact for Audit issues. These solid relationships should be based around a shared commitment to ensuring that risk issues are routinely considered in all material decisions and reported appropriately.
• Conduct specific risk and control reviews (e.g. RMS Risk Reviews, Combined Assurance Reviews with Risk and/or Compliance or ad hoc reviews) at the request of the business, senior management or the Head of Audit.
• Manage and maintain appropriate Audit management tools, techniques and reports to support the business, senior management, Board and regulators.
• Deliver quality information from for presentation to senior management forums to enable understanding of risks and requirements for their mitigation and also:

Requirements:

• 1+ years of Internal Audit experience within a Banking, Asset Management, Custodian, Wealth or Fund services firm
• An accounting qualification (ACCA ACA) or equivalent
• Experience of leading elements of an audit review
• Coaching junior staff
• Excellent interpersonal and time management skills

VP Audit Commodities

Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

Essential

• An accountancy or audit qualification
• Experience of managing and leading audits within a Banking environment
• Excellent interpersonal and managerial skills
• Commodities knowledge

Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.

If you are a qualified accountant with 3-6 years experience in Banking and Capital Markets Audit / Assurance from a Big 4, this is a rare opportunity to join a global bank in an engaging role Auditing risk and controls for all Banking operations including Rates, Equities and FX products. You will grow your current product and markets expertise in a professional environment and use your hands-on stakeholder management skills.

To succeed you must have stakeholder experience, be personable and enjoy the challenges of investigative controls work. You will also have an interest in developing your a career in Banking.

For more information contact Paul Stanbridge.

Senior level role managing a team for Benchmarking Audit with a global wholesale bank.

Applicants will come from a Global Markets Audit background and have experience of IOSCO Principles for Financial Benchmarks and / or European Benchmark Regulation BMR.

Apply to Paul Stanbridge for further details

Are you an experienced Corporate Banking Internal Auditor looking for a new challenge?

If you have a few years experience in a corporate banking audit team and are frustrated with the lack of career development and professional challenges but want to maintain a good work life balance, apply below.

This International Bank’s Internal Audit team focus on banking operations in London with emphasis on key risks around: Financial Crime, Regulatory reporting, Credit Process (inc. CASS Regs) and ITGC.

If this interests you and you are looking for a rewarding role offering excellent industry salary and bonus contact Craig Phipps with your CV to be considered for the position.

Unfortunately our Client are unable to support sponsorship for no UK / EU Citizens or Visa holders.

Are you a Risk Assurance or Audit professional with wholesale capital markets Banking experience?

If you are seeking a Banking role where you can apply your knowledge of capital markets products in a function where you will gain professional development and senior level exposure, apply with your CV and a covering note to Paul Stanbridge.

You will be rewarded with a Banking Salary & Bonus, industry leading career mentor scheme and excellent future career opportunities within the group.

Applicants must have ILR or a EU / UK visa.

Global Bank, seeking experienced Internal Auditor or Risk Assurance professional with Retail or Corporate Banking industry knowledge, ideally with experience of controls in all areas of banking operations but ideally: Credit risk, CASS, banking compliance, and payment process.

Good salary and Banking Bonus

Exclusive banking role offering:

• Excellent rewards
• Real work / life balance
• 10 weeks international travel maximum
• Excellent salary
• Career development
• Autonomy

This is a rare opportunity for a 2+ PQE accountant with experience in an Internal Audit role (or Risk Assurance role at Manager level in Practice), covering Investment Banking and / or Capital Markets products. You will work unsupervised in a small team in London covering wholesale trading (fx, fixed income, some equities), corporate banking, compliance, regulatory risk and functions.

Personality and team fit are just as important to the group as experience.

Candidates that join this team tend to stay in the department or group for many years. Excellent salary and benefits are awarded to those that can perform.

Apply today with a copy of your CV.

Internal Audit – VP Team Manager – Banking & Capital Markets – London

Are you an Internal Audit professional with a background Auditing Banking Markets? If you are looking for a move from an AVP to a VP role or are at the start of your Audit Manager career but need a change, apply with a CV for an informal discussion about this VP Audit VP role.

Our global banking client are seeking an experienced Internal Auditor with any one of the follwing markets experience:

• Equities: Cash and Equity Dervitaives,
• Fixed Income: Bonds,  Inflation Swaps, Repos, IRD (FRA’s, Exotic IR’s).
• FX

You don’t need to be an expert in product pricing or structuring but you must have an excellent understanding of the key risks and controls in a traded function around the some of the above products.  Moreover, you must be able to demonstrate you can lead and manage multiple audits and understand the current regulatory changes and pressures in Global Markets.

You are likely to have been leading audits and have experience of coaching junior staff.

You must have:

•  Previous experience of working in an Internal Audit function
•  A good understanding of Risk within the Capital Markets
•  Excellent Project Management skills
•  A good knowledge of either Interest Rate, FX or Equity product flows
•  Excellent stakeholder management skills
•  Experience of managing other people
•  Right to work in the UK

Apply to Paul Stanbridge with your CV to be considered for the role.

Are you an experienced Internal Auditor within Corporate / Commercial Banking?

This leading Leading Corporate / Trade Finance Bank are seeking an experienced Auditor familiar with AML controls, counterparty credit risk, ITGC, or regulatory reporting controls in a Banking firm to take a Senior Audit role in their London team. If you are looking for more responsibility, an increased salary, and a good work life balance… apply with your CV to Craig Phipps for more information.