Strong Regulatory professional sought to give compliance and regulatory assurance to the Retail Banking Audit team.

You will be familiar with recent FSA / FCA RCOB rules for risk and controls. You will have experience from a compliance function or have audited the compliance function within a large Retail investment, insurance or banking group. You will have the opportunity to develop knowledge of Compliance risk as well as provide expertise to other internal audit areas whenever there is a requirement. As a Regulatory Auditor your main responsibilities will involve:

• Leading audits to assess the management and control of regulatory risk;
• Ensuring that all audits meet audit plan time-scales and comply with quality requirements;
• Managing relationships with key stakeholders across the business,
• Caching, motivating and developing other team members.

You will have regular dialogue with the Senior Managers in London to discuss improvements to the audit of regulatory risk exposure.

The Banking and Capital Markets Consulting division of this leading Accountancy Firm is
currently looking for a Senior Capital Markets Auditor to work on outsourced contracts in the
Financial Sector.

An experienced ACA / ACCA Auditor, the successful candidate must have at least at least
5 years qualified experience in Capital Markets Audit. The ability to deliver complex risk
based audits from back to front office is essential. With excellent interpersonal skills, you will
also be able to comfortably build and manage relationships with existing and new clients. As
this is a senior role, will need to be able to deal comfortably with client management to board
level.

This role offers great exposure at senior level, as well as the opportunity to gain exposure
to different high profile banking groups, within a flexible organisation, where access to other
areas of business will be readily available to the successful candidate. In return, a highly
competitive rate is offered, as well as a generous flexible benefits package after a qualifying
period.

Head of Audit role reporting to the COO, Risk Director and the Audit Committee.

This is a stand alone position where you will execute and review the internal audit plan for this growing London market insurer.

The group have Wholesale and Reinsurance lines of business: P&C, Marine & Energy, Casualty, Broker Reinsurance and Direct lines: Risk & Speciality Risk, Marine & Aviation and Professional Services. You must have previous experience of working within a senior role in one of the above business areas.

You must have a strong commercial outlook as well as having a strong audit or accounting background with the relevant ACA / ACCA/ IIA qualification.

This is a new role created as part of the group risk and controls strategy – an excellent time to join a growing business at a unique point of development… building a small audit team underneath this position is very much part of the mid term growth plan.

This role would suit a Senior Manager from a practice firm with very strong commercial experience, or a Senior Manger / Deputy Head of Audit in the Internal Audit function of an London Market or mid capital (re)Insurer looking for an upward career move.

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Our client, a global investment bank, seeks a Senior Audit Manager to take charge of the Fixed Income Audit team. Reporting directly to the Regional Chief Auditor and Audit Committee you will have full responsibility to manage the team and the audit process.

You will act as the key contact point for the business and take responsibility for the IA planning process and value-added reporting to enhance the control culture within the group. The Head of Audit accordingly manages the day to day relationship between IA and business leaders in the respective FI teams.

You must have experience of managing, leading and developing audit teams as well as very strong knowledge of Fixed Income/Debt products and trade flows. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role.

This is an outstanding opportunity to gain extensive exposure in a senior ‘head of function’ role.

Our client, a major international banking group, seeks a Senior Audit Professional with solid Banking (Fixed Income, Equities, Prime Brokerage, Investment Banking) experience to lead reviews across the London businesses. As the bank also operates in Investment Banking and Sales & Trading, you will have the opportunity to diversify your exposure and gain experience in these areas.

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