Vacancies Tagged ACCA


High level role working on a the complex Financial Services operations focusing on systemic risk issues.
This role covers a high risk division requiring a subtle audit approach and sensitive relationship management skills.
The successful candidate will have a background in Banking, Asset Management or Insurance, and have a thorough knowledge of dealing with complex operations in the middle and back office. High levels of energy and enthusiasm as well as the ability to sell audit concepts as well as conduct the audits is essential.
You will be the lead Auditor for this business stream and support the larger audit group on on issues in the asset management business.

This post is based in the Global Banking and Markets (GBM) division, for a major Tier 1 Institution, which delivers award winning finance, risk management and investment solutions to corporations, financial institutions and governments worldwide. You will be working as a Manager in a pooled team of auditors, providing the assurances and controls which the business needs to deliver a Portfolio of Award winning products to the market.

The audit team delivers product-based front-to-back audits, mirroring the Markets, Coverage and Origination and Global Portfolio businesses as well as functional audits of key support areas such as Finance, Risk and Operations. As part of a team of over 100 based across Europe, the UK and Asia, you will have the opportunity for some travel, as well as the potential for career development both within the Group Internal Audit function, and the wider business. Within GBM, opportunities are available for candidates with audit experience and/or relevant knowledge of Markets, Banking or Risk Operations, and Finance within an Investment Bank.

Responsibilities:

  • Lead and participate in audits within an assigned business unit, in line with Group Internal Audit standards and procedures
  • Deliver individual audits as the team leader
  • Foster proactive and professional relationships with the business, providing robust and challenging insight on business risk and control processes
  • Lead and manage audit teams from a pooled team of auditors
  • Initiate and carry out fieldwork as required

Candidate Requirements

  • Audit experience or relevant knowledge of Markets, Banking or Risk, Operations and Finance within a complex Financial Services business
  • Experience of managing relationships in a business
  • Related business specific product and technical knowledge
  • High level knowledge of banking and financial services business processes
  • Finance, banking, accounting, audit or risk management qualification
  • Experience of leading team projects desirable

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A European Bank has an opportunity for a candidate with a big 4 background or in a similar controls role to lead permanent Operational risks within the Fixed Income department in the front office, sitting on the trading floor, with a focus on Credit products.

This is an excellent position for someone looking to secure their first move to industry or moving from an audit, risk, controls role into a front office environment.

– Banking experience and a basic understanding of front office product flows are essential.
– Good communication and relationship building skills are essential as the role requires daily liaison with senior front office staff.

Working for a major Tier 1 Institution, this post is based in the Global Banking and Markets (GBM) division, which delivers award winning finance, risk management and investment solutions to corporations, financial institutions and governments worldwide. You will be working as a Manager in a pooled team of auditors, providing the assurances and controls which the business needs to deliver a Portfolio of Award winning products to the market.

The audit team delivers product-based front-to-back audits, mirroring the Markets, Coverage and Origination and Global Portfolio businesses as well as functional audits of key support areas such as Finance, Risk and Operations. As part of a team of over 100 based across Europe, the UK and Asia, you will have the opportunity for some travel, as well as the potential for career development both within the Group Internal Audit function, and the wider business. Within GBM, opportunities are available for candidates with audit experience and/or relevant knowledge of Markets, Banking or Risk Operations, and Finance within an Investment Bank.

Responsibilities:

  • Lead and participate in audits within an assigned business unit, in line with Group Internal Audit standards and procedures
  • Deliver individual audits as the team leader
  • Foster proactive and professional relationships with the business, providing robust and challenging insight on business risk and control processes
  • Lead and manage audit teams from a pooled team of auditors
  • Initiate and carry out fieldwork as required

Candidate Requirements

  • Audit experience or relevant knowledge of Markets, Banking or Risk, Operations and Finance within a complex Financial Services business
  • Experience of managing relationships in a business
  • Related business specific product and technical knowledge
  • High level knowledge of banking and financial services business processes
  • Finance, banking, accounting, audit or risk management qualification
  • Experience of leading team projects desirable

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This is an ideal role for someone looking for their first or second move from practice.

You will lead Capital Market Sales and Trading audits (Equities , Fixed Income, Rates, DCM products) and have the opportunity to review other areas of the banking operations. You must have previous experience of:

  1. Front to back operations in a captial markets banking group covering equities or fixed income etc
  2. Minimum of 3 years relevant products experience.

Associate Director for FI and Rates. This role is with a global banking group specialising in Equity Derivatives Audit. You will provide support to the Capital Markets Audit team as a specialist in Fixed Income products to ensure audit coverage and manage control risks for the front and middle office.

You must have experience of leading audits and very strong knowledge of Fixed Income. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role. You will be rewarded with one of the strongest cash packages in the market and “Fast Track” career growth.

Associate Director role with a large diversified banking group specialising in Equity Derivatives Audit. You will provide support to the Capital Markets Audit team as a specialist in Equities to ensure audit coverage and manage control risks for the front and middle office.

You must have experience of leading audits and very strong knowledge of Equity products. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role. You will be rewarded with one of the strongest cash packages in the market and “Fast Track” career growth.

Associate Director role with a large diversified banking group to specialise in Commodities Audit providing support to the commodity businesses within the firm to ensure audit coverage and manage control risks.

You must have experience of leading audits and very strong knowledge of traded hard and soft commodity products. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role. You will be rewarded with one of the strongest cash packages in the market and “Fast Track” career growth.

Risk professional sought for a Director role in the Global Risk Management Audit Group.

The Director will be a market risk practitioner with experience across all areas of market risk covering all aspects of the firm’s market, and some credit and operational risk processes, including:

  • risk policies and procedures,
  • quality assurance,

The successful candidate will have regular dialogue with the Managers in London and other parts of the world to discuss market trends and the level of risk exposure.

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A large UK banking group require a VP to lead reviews within the Corporate Banking and Private Banking. You should possess experience of conducting reviews across:

  • Global Treasury,
  • Global Payments,
  • Custody and,
  • Settlements businesses

This is a great opportunity to work within a high profile team with good work/life balance of a large Banking brand with an interesting business mix.