Our client is seeking a Credit Risk Audit VP with a thorough understanding of credit analysis across a broad spectrum of borrowers including SME, property and large corporations.  Reporting directly to the Head of section, the ideal candidate will be degree educated and hold a relevant professional qualification and will have a proven track record of credit skills gained in the financial services sector.    The role requires a thorough understanding of Basel II in addition to detailed knowledge of OCC and FED guidelines impacting on loan classification and the shared national credit process.

Due to the technical nature of the subject matter our client is open to Auditors with Credit Risk exposure or Credit Risk practitioners.

With a keen eye for detail, the successful candidate will use excellent interpersonal and communication skills to leverage the broader audit function through their relationships with senior management and by developing and mentoring junior team members.

Our client, a tier 1 investment bank, is seeking for an auditor to join their Internal Audit team.  With experience in asset/investment management and exposure to capital markets, preferably gained in an investment bank or big four organisation, the ideal candidate will be seeking an opportunity to further develop their technical knowledge to expert level.

Essential Skills/Knowledge:

• A strong understanding of financial products, preferably asset/investment management, you will ideally have a thorough understanding of laws and regulations governing these.  Expertise in Sarbanes-Oxley would be an advantage.

Our client, a leading global bank seeks VP Operational Risk Auditor to join its dedicated risk audit team. The successful candidate will be accountable for the audit plan and development of the audit team while maintaining an overall view of the function and its efficacy. With excellent communication skills and ability to develop, maintain excellent relations with stakeholders, senior management and the audit team, the VP Operational Risk Auditor will be committed to raising standards within their own team and the organisation as a whole. Essential:

• Educated to degree level in addition to holding a Postgraduate degree in relevant subject or holding a professional qualification (ACA,FRM)
• Excellent communication and relationship management skills the successful candidate will have the ability to influence and advise team members, stakeholders, senior management.
• Thorough knowledge of regulatory requirements of operational risk management including Basel, BIPRU 6, FSA and Sarbanes Oxley. Current knowledge of CEBS 216 would be an advantage.
• Using an indepth understanding of the impact of Basel II on operational risk to inform audit practice and strategy.
• Demonstrable experience in an operational risk management gained in a large bank or FS organisation Thorough knowledge of regulatory requirements, controls and governance frameworks affecting operational risk

Desirable:

• Experience leading teams
• Awareness of AMA practices within Financial Services organisations.

Our client, a leading European investment bank with a global presence is seeking an auditor or audit manager for their banking and investments business to cover compliance, legal,  finance, leasing and HR audits.  This role would suit someone with an exclusive background in either:

1) Financial Services audit

2) A big four group in risk advisory or statutory audit working on banking or investment clients with an operational knowledge of Financial Services compliance and regulations. The successful candidate will undertake reviews across the corporate, wholesale, investment banking, trade finance and asset / wealth management functions.   You must have excellent communication and team working skills.

Travel within the UK will be c20%.

Essential:
Strong relationship and communication skills.
Audit qualification
Thorough knowledge of banking / asset management and or  leasing
Compliance experience
Desirable:
Compliance qualification

Our client is seeking a Banking and Capital Markets Manager with a strong background in front office products with particular focus on equities for an Internal Audit position.

While an audit or accountancy qualification is desirable, our client is particularly interested in  candidates with an excellent understanding of traded products, trade flows and related controls gained in front/middle office (trading, risk management, product control, etc.) roles in a large bank

With excellent communication and team working skills, the successful candidate will join an organisation with a strong international reputation and a clear structure.

This role would suit someone with experience and a thorough understanding of private wealth, preferably gained in either a tier 1 or boutique private wealth bank.  Based in Hong Kong, the successful candidate will have a proven track record in internal audit, ideally with some experience of private wealth audit.  With excellent communication skills and experience leading and developing teams, the successful candidate will have a good understanding of products, processes and current regulatory practice.

This role would suit someone with experience and a thorough understanding of private wealth, preferably gained in either a tier 1 or boutique private wealth bank.  Based in Singapore, the successful candidate will have a proven track record in internal audit, ideally with some experience of private wealth audit.  With excellent communication skills and experience leading and developing teams, the successful candidate will have a good understanding of products, processes and current regulatory practice.

Our client, a leading global investment bank seeks an associate market risk auditor. As part of a market risk team reporting to the Global Head of Risk Audit, the successful candidate will be part of a specialist team tasked with the global market risk audit. This role would suit someone currently in practice/with a Big 4 firm who is looking to expand their knowledge and expertise in market risk as a foundation for future career development.

• Experience:
• Extensive knowledge of market risk, ideally gained through an advisory/practitioner experience in financial services.
• Thorough knowledge of regulatory requirements of market risk management, Basel II & III developments, an overview of global regulatory requirements and developments would be desirable.
• Excellent communication and relationship management skills the successful candidate will have the ability to influence stakeholders, senior management and regulator in addition to strong team working skills.

Qualifications:

• A postgraduate degree in quantitative finance or related discipline (2:1 minimum)
• Accounting qualification (desirable).

Our client, a leading global investment bank seeks Liquidity Risk VP to join its dedicated risk audit team.  With a background in audit, preferably gained in treasury, the ideal candidate will be an expert in liquidity risk, controls and treasury.  Reporting to the Global Head of risk Audit, the successful candidate will be part of a specialist team tasked with the global liquidity risk audit.

Key responsibilities:

• A key point of contact for liquidity risk for technical expertise and continuous monitoring
• Keeping abreast of regulatory developments affecting liquidity risk
• Contributing to controls and frameworks supporting risk management,
• Identifying training requirements across the internal audit function for Liquidity risk.
• Responsibility for entity risk assessment process for liquidity risk
• Developing and maintaining excellent relationships with internal audit, stakeholders, senior management and regulators
• Essential
• Accounting qualification
• Experience in an audit role
• Further qualifications on treasury e.g. Corporate Treasurer (desirable)

Experience:

• Thorough knowledge of regulatory requirements of liquidity risk management, ILAA and Basel III developments, an overview of global regulatory requirements and developments would be an advantage.
• Proven experience, ideally within a global investment back within treasury, of risk audit and liquidity risk audit
• Excellent communication and relationship management skills the successful candidate will have the ability to influence and advise team members, stakeholders, senior management and regulators.

Our client, a leading global investment bank seeks an operational risk auditor.  As the lead within the global operational risk team, the successful candidate will report to the Global Head of Risk Audit.  This role would suit someone with extensive experience in operational risk and a strong technical expertise as the lead within a collegiate global operational risk audit team.

Key responsibilities:

• A key point of contact for operational  risk for technical expertise and continuous monitoring programme.
• Having a current, thorough knowledge of regulatory requirements governing operation risk, ideally a global overview of regulatory developments.
• Contributing to controls and frameworks supporting operational risk management, embedding pivotal elements of Operational risk control framework across business functions including IT audit.
• Identifying training requirements across the internal audit function for operational risk.
• Responsibility for entity risk assessment process for operational risk
• Developing and maintaining excellent relationships with internal audit, stakeholders, senior management and regulators