IT Audit & Regulatory specialist with GDPR experience sought for multiple clients for perm and contract roles. To assist with audit /control and reconciliation reviews and advise clients implementing GDPR, MiFID II.

Must have:

• Regulatory knowledge of BCBS239, GDPR, MiFID II, IFRS 17 etc preferable
• IT Audit (Information Security Audit) experience
• Financial Services experience
• UK / EU Visa

Data protection qualifications highly desirable

Based in London

Seeking Senior Information Security Auditors with knowledge of current GDPR legislation for Internal Audit consulting work with multiple London clients.

Must have:

• c8 years or more relevant IT Audit experience from the large corporates (FS preferred).
• Practical GDPR knowledge.
• Right to work in the UK / EU

Please massage or email me for details.

Excellent Banking Package

Our client, a major London based international investment banking group, is looking for a compliance and regulatory specialist to head up the regional Compliance Audit function. You will need to possess:

– Excellent knowledge of recent Wholesale Banking regulatory and governance framework (Financial Crime, AML anti-bribery) as well as MiFID 2 and combined code / UK Corporate Governance Code;

– The ideal candidate will most likely have worked as a practitioner in legal and compliance within a Global Markets Banking firm, or lead Audit teams focusing on Global Markets Regulatory, compliance and governance.

– Applicants must have an EU / UK Visa.

To be considered for the role please apply to Paul Stanbridge with a copy of your CV.

Job Type: Full-time

Required experience:

• Practitioner Compliance / Regulatory Global Markets Banking: 10 years

I am looking for a subject matter expert with an algorithmic development background for an advisory post reviewing algorithms across a global banks Algo Trading businesses.

This is a global role (although limited travel) where you will be required to provide advice to senior management and represent the group when talking to global regulators in relation to algorithmic trading.

ASSET MANAGEMENT AUDIT
London, £60-95000

Ex-practice Auditor with experience in the financial services industry, who has worked in large Audit teams.

IF YOU WOULD LIKE THE OPPORTUNITY TO:
– LEAD AUDITS / MANAGE A TEAM (depending on experience)
– GAIN CROSS ASSET CLASS EXPERIENCE
– BE PART OF A LARGE TEAM WITH GOOD PROMOTION PROSPECTS

Apply to Paul Stanbridge with your CV.

Location: London

We are looking for two experienced internal IT auditor with a firm grasp on either Global Markets (ie. Capital Markets, Equities Fixed Income) Trading Applications or Finance, Risk or similar Investment Banking Applications. You will be working in a top Tier 1 investment bank with a highly skilled team of qualified professionals.

The successful candidates will have circa 8 – 10 years experience in the industry.

Contract length 6 months +

If you would like to know more please call me on 0020 3397 1779 or email me at [email protected]

Type: Contract

Ppd: £600-700

Location: London

New IT Audit role!

Senior Applications Audit

£60-80,000

Large corporate experience across IT Audit including applications audits. ANY industry experience is relevant but preference will be given to Banking and FS. Knowledeg of BCBS 239 and data architecture a distinct advantage.

For details contact Paul Stanbridge

NEW ROLE
ASSET MANAGEMENT AUDIT
London, £60-95000

IF YOU WOULD LIKE THE OPPORTUNITY TO:

– LEAD AUDITS / MANAGE A TEAM
– GAIN CROSS ASSET CLASS EXPERIENCE
– BE PART OF A LARGE TEAM WITH GOOD PROMOTION PROSPECTS

Contact Paul Stanbridge for details

Are you a models or quant professional who is looking to leverage your skills and knowledge in a different discipline with varied exposure? Or perhaps you are looking for a new challenge in a top tier investment bank with long term career growth opportunity?

If you are well versed in Quant / Models practices and have a concept of retail or investment banking products, this role offers a different opportunity than a standard senior level models or quant role.

If you enjoy conducting deep dive assessment and seek to enhance your enterprise wide work with key executive stakeholder interaction, this role will add real personal value whilst also enabling you to develop your technical skills with market leading models across a wide variety of banking business lines.

Due to the size and stature of the organisation, there are plenty of opportunities for internal mobility, upward progression and continuous learning and development, you will also be supported by your peers and senior management who have a wealth of knowledge and expertise within the quant discipline, from a wide variety of backgrounds

Responsibilities:

• Contributing to enterprise-wide coverage and play a key part in the team’s development of process improvement
• Conducting assessments from planning through to completion, acting as subject matter expert
• Responsible for delivering reviews of global markets’ portfolios focusing on the use of quant finance and models
• Providing support and guidance to more junior team members
• Stakeholder relationship; engaging professional in modelling and quant finance in frequent dialogue regarding their work

Key Requirements:

• Degree (minimum BSc/ BA level) with good academic record
• Demonstrate a capability to diversify and have an appreciation for process risk and controls
• Knowledge of investment banking and associated products
• Ability to prioritise tasks and manage time effectively
• Strong interpersonal skills, able to manage relationships both within the core team, other business areas and stakeholders at all levels of seniority
• Strong communication skills (written and verbal), especially report writing
• Capable of undertaking new challenges and tasks even in unfamiliar territories and able to learn quickly
• Eager for continuous learning and development.

IF YOU ARE LOOKING TO:

• USE YOUR SUBJECT MATTER EXPERTISE;
• GAIN CROSS ASSET CLASS EXPERIENCE
• ADD VALUE TO YOUR CAREER FOR FUTURE LEADERSHIP ROLES

To apply CONTACT Howell Evans [email protected]

For further details or to refer individuals in your network please get in touch for a confidential discussion.