Latest Vacancies in Capital Markets Audit



VP Audit Commodities

Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

Essential

  • An accountancy or audit qualification
  • Experience of managing and leading audits within a Banking environment
  • Excellent interpersonal and managerial skills
  • Commodities knowledge

Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.

Are you an experienced Banking Internal auditor with CIB, Credit or Trade Finance knowledge? Are you in a large Corporate Bank seeking an upward move to a Manager role, or currently a VP seeking more influence and impact with stakeholders and the audit plan? This role represents a great opportunity for your next career move. Please apply to Paul Stanbridge at Fleet Search for more information.

Successful candidate must have:

  • Degree plus Accounting or Audit qualification
  • 5-10 years’ Internal Audit or controls experience in the above Banking business lines
  • UK / EU Citizen or unrestricted UK work visa

Multi Skilled Technology Risk perm role with established growth consulting firm.

Experience:

Infrastructure security/ Cyber security, BCM & Crisis Management, Third Party Management (SSAE18), Audit / Controls / Risk.

Candidate:

The ideal candidate will have held a senior D level + role within a mid to large Corporate / Financial Services firm, be familiar with consulting practice and likely have a strong Infrastructure/ Cyber Security background with additional skills in a variety of the above areas.

Apply to Paul Stanbridge for further details.

Our client is a top tier bank that is looking to recruit in their Edinburgh Internal Audit department at Manager level. 

Rare opportunity for an Internal Auditor from a large corporate background to join the Banking industry…. and or experienced banking Auditor to further their career in a niche team

The role is with the Quality Assurance (QA) Methododology and Training team supporting senior management with evaluation of internal audit output against policies, procedures and best practices.

Working across the banks internal audit department, the team ensures audit consistency and best in class assurance standards to risk based audit methodology.

The incumbant will play a key part in discussions regarding QA observations and will have the opportunity to develop internal relationships that help deliver the vital assurance and advice that keeps their customers and business safe.

Requirements:

  • Drafting methodology documents and practice guides.
  • Support the current team in relation to audit methodology on a frequent basis.
  • Lead on 360 audit reviews
  • Enable the global audit systems to meet methodology requirements.
  • Coordination and monitoring of group audit and risk assessment methodologies, yearly planning, communication and reporting.

Background:

  • ACA or ACCA with a minimum of 1 years’ experience at a Manager level in Audit
  • Prior experience of conducting internal audits or quality assurance controls reviews.
  • Managed a 360 Internal audit
  • Excellent verbal and written communication skills and the ability to interact easily with all levels of personnel, both within internal audit, and the business as a whole.

Location: Edinburgh

EMEA lead Audit role in London for a Global Wholesale Banking Audit professional. This is a great position for someone who’s been a VP Auditor for a while with a large global Bank and now interested in gaining more senior exposure with a broader remit. There will be some committee work from time to time and the need to deputise for the Global Head of Compliance Audit (also based in London) alongside day to day Audit testing and fieldwork.

You will either have:

  1. Managed core Compliance / Financial Crime Audits or
  2. A variety of wholesale banking audit experience with a strong interest in moving into Compliance / Fin Crime Audit.

Apply to me at paulstanbridge at fleet-search.com for more information.

If you are an Internal Audit or Ops Risk professional seeking your next contract role in a small function of a growing London based Investment Manager, please apply to Paul Stanbridge with your CV. 

The CRO of this leading UK Asset Manager and PE company is expanding the function. Knowledge of Asset Investment Management Industry is essential (Private Equity and advantage). You will help build the Ops Risk framework and manage stakeholder relationships. You will need to be intelligent and affable, able to work collaboratively with the business to help improve risk & controls. 

You will be rewarded with an excellent day rate.

If you are an Internal Audit or Ops Risk professional with experience of stakeholder management and are seeking a role in a smaller function within a growing group please apply to Paul Stanbridge with your CV. 

The CRO of this leading UK Asset Manager and PE company is expanding the function. Knowledge of Asset Management or the Investment Banking Industry is essential (Private Equity and advantage). You will manage stakeholder relationships and your own workload so will need to be intelligent and affable to work collaboratively with the business to help improve controls. 

This is an excellent opportunity for someone with experience to grow their career in an unfettered environment. 

You will be rewarded with an excellent bonus

VP Wholesale Banking Operations Audit SME

Our client, an internationally renowned investment bank, is looking for an ambitious senior Internal Audit professional to lead the reviews of their wholesale banking operations.

Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a team conducting reviews across the back office functions. In addition, as the bank are looking for an SME in trading operations you should have an understanding of Client Assets (CASS), KYC or Transaction Reporting as well as traded products gained ideally within a major financial institution, custodian or banking group.

This is an opportunity to work with a technically deep audit team within a major global trading organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this organisation for many years so please feel free to contact us for more information.

If you are a qualified accountant with 3-6 years experience in Banking and Capital Markets Audit / Assurance from a Big 4, this is a rare opportunity to join a global bank in an engaging role Auditing risk and controls for all Banking operations including Rates, Equities and FX products. You will grow your current product and markets expertise in a professional environment and use your hands-on stakeholder management skills.

To succeed you must have stakeholder experience, be personable and enjoy the challenges of investigative controls work. You will also have an interest in developing your a career in Banking.

For more information contact Paul Stanbridge.

Senior level role managing a team for Benchmarking Audit with a global wholesale bank.

Applicants will come from a Global Markets Audit background and have experience of IOSCO Principles for Financial Benchmarks and / or European Benchmark Regulation BMR.

Apply to Paul Stanbridge for further details