Latest Vacancies in Capital Markets Audit



Smaller Capital Markets firm based in London have a rare opportunity for an Audit VP to join the team.

This global financial services firm offering prime services and a broad range of client products: Vanilla and exotic Capital Markets, Asset Management, Prop trading, Algo trading, ECM, DCM, Corporate Banking, seek a well presented professional with good critical thinking skills and experience in technical Capital Markets Audit.

Qualified Accountant or equivalent preferred (front office / sales experience with controls audit or risk also considered).

You must have a stable career history and be interested in a long term career opportunity within an interesting and supportive firm.

UK passport holder only.

Banking Finance Audit – Global Investment Bank, London

I’m representing an Head of Audit of an international investment bank, seeking an ambitious senior Internal Audit professional to lead global wholesale banking Finance, Product Control and Independent Price Verification Audits. Working within a highly experienced Audit team made up of individuals from other major banking groups you will lead a small team of VP’s and Associates.

This is an opportunity to work with a technically deep audit team within a major global capital markets organisation who have an excellent staff retention rate as well as long term career options. We have worked extensively with this group for many years so please feel free to contact us for more information.

You will enjoy an open and honest dialogue with high level stakeholders and team members and work across all product lines, asset classes, and operational areas within the London offices and be involved in planning and scoping audits.

Internal mobility is actively encouraged globally and opportunities within the business will present themselves for upwards career progression.

Unfortunately UK Visa sponsorship is not available.

This is an ideal role for a 1 – 3 year post qualified Accountant or similar Audit, Risk or Compliance qualified professional.

*If you are in the UK with UK experience my client can sponsor your VISA*

Work from Home and up to 10% (rising to 30% post COVID) travel.

If you have Financial Services experience developed from working directly within a bank, building society, insurance, asset management, payments or other financial services firm, or are in a consultancy arm of a Big4 firm working on financial services clients, AND have professional experience in a 1st, 2nd, or 3rd line of defence discipline, ie:

Internal Control
Inspection
Internal Audit
Risk Assurance or RCSA
Compliance
Prudential Risk
Financial Conduct
Financial Control
Financial Assurance in professional services

please apply below.

You will have the opportunity to develop your career and experience with the Risk Assurance and Internal Audit consulting team of a large professional services accounting firm. Working with teams of like-minded and similar level professionals, you will deliver deep-dive risk and control reviews within regulated financial services.

You will receive:

– Expense account

– Bonus

– Salary c£35-55k

You must be an excellent communicator as client interaction and advisory skills will be used daily.

Must have:

– A degree and/or professional qualification (ACA ACCA CFA)

– Experience in Financial Services

– Professional experience from one of the above disciplines

– Good communication skills

Apply with your CV or contact Paul Stanbridge for more information or an informal conversation

Senior Internal Audit role within Global Capital Markets firm. Must have knowledge of Middle / Back office capital markets and transaction reporting. This would suit someone who is already a VP with knowledge of Fixed income / Equity broker/dealer activity, looking for regional responsibility across EMEA in a capital markets focused environment of an expanding firm.  You must have a UK visa.

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior position managing Credit / Financing Risk or internal audit of the same from a large accountancy firm or banking group.

Apply to Paul Stanbridge

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior position managing Treasury and Liquidity Risk Management or risk / internal audit of the same from a large accountancy firm or banking group.

Apply to Paul Stanbridge

This is a senior level SME role. You must have 15 plus years experience in relevant areas including a senior valuations or valuations internal audit role from a large accountancy firm or banking group.

Apply to Paul Stanbridge

Strategic controls for high-risk operations of Global Financial Services Firm

If you are a newly qualified accountant (or equivalent) from a leading practice or consulting firm with experience in either Risk Management, Assurance, Internal Audit, Controls or Accounting for large corporate client accounts, we have an excellent opportunity for you to join a global brand with very strong career prospects.

As part of a team of like-minded professionals, you will be responsible for reviewing designated higher risk operations across front, middle and back office functions, report your findings and develop recommendations on mitigating controls weaknesses with your stakeholders. You will gain senior-level exposure across the firm, working alongside highly experienced professionals in a collaborative team environment. You will be given in house training and benefit from sponsored ongoing professional development.

You do not need prior financial services but it is advantageous.

To apply you must have:

  • Large corporate firm / client experience
  • Audit, Internal Audit, Accounting, Controls or Risk experience
  • Good academic record
  • Fully qualified ACCA, ACA, CA, CFA etc
  • A full UK Visa

Apply to Paul Stanbridge with your CV to be considered for the role.

Strategic controls for high-risk operations of Global Financial Services Firm

If you are a newly qualified accountant (or equivalent) from a leading practice or consulting firm with experience in either Risk Management, Assurance, Internal Audit, Controls or Accounting for large corporate client accounts, we have an excellent opportunity for you to join a global brand with very strong career prospects.

As part of a team of like-minded professionals, you will be responsible for reviewing designated higher risk operations across front, middle and back office functions, report your findings and develop recommendations on mitigating controls weaknesses with your stakeholders. You will gain senior-level exposure across the firm, working alongside highly experienced professionals in a collaborative team environment. You will be given in house training and benefit from sponsored ongoing professional development.

You do not need prior financial services but it is advantageous.

To apply you must have:

  • Large corporate firm / client experience
  • Audit, Internal Audit, Accounting, Controls or Risk experience
  • Good academic record
  • Fully qualified ACCA, ACA, CA, CFA etc
  • A full UK Visa

Apply to Paul Stanbridge with your CV to be considered for the role.

Job summary: Consultancy firm seeking senior professionals from a Big 4 / Consultancy background, with large investment Bank or Capital Markets clients experience in a Co-sourced / outsourced business model, offering Internal Audit, Risk Assurance, Compliance, Regulatory Risk Services.

Global firm has experienced strong growth in their Risk and Internal Audit consultancy services team and are now seeking to hire a Big 4 trained Senior Manager to help support the partners to continue to grow the now well established co-sourcing / outsourced risk services practice for large banking, capital markets and asset management clients. You will work closely with the Partners to help grow the business by using your senior level sector and industry knowledge to network and sell the firms services to current and new financial services clients.

The firm offer excellent work / life balance and have a genuinely engaged workforce and collegiate working practice.

Promotion prospects to Director and beyond.

The firm will consider sponsoring a UK VISA if the candidate has the requisite experience and is available to start in the UK in c.3 months time.