Our client is seeking a strong Regulatory professional for a Senior Manager role in the Audit Group.

You will be familiar with the FSA Handbook rules for Prudential risk and Financial Conduct Authority (COB, MCOB, ICOB) risk. You will have experience from a compliance function or have audited the compliance function within a large capital markets or corporate / retail banking group. You will have the opportunity to develop knowledge of Compliance risk as well as provide expertise to other internal audit areas whenever there is a requirement. As a Regulatory Auditor your main responsibilities will involve:

• Leading audits to assess the management and control of regulatory risk;
• Ensuring that all audits meet audit plan time-scales and comply with quality requirements;
• Managing relationships with key stakeholders across the business,
• Caching, motivating and developing other team members.

You will have regular dialogue with the Senior Managers in London to discuss improvements to the audit of regulatory risk exposure.

This is an ideal role for someone looking for a tax free position in the Gulf region.

You will be the lead internal auditor for all Capital Market Sales and Trading audits across the Middle East and some South East Asian regions: Equities , Fixed Income, Rates, DCM products and have the opportunity to review other areas of the banking operations. You must have previous experience of:

1. front to back operations in a captial markets banking group covering equities or fixed income etc
2. minimum of 5 years of Audit experience.

Head of Audit role reporting to the COO, Risk Director and the Audit Committee.

This is a stand alone position where you will execute and review the internal audit plan for this growing London market insurer.

The group have Wholesale and Reinsurance lines of business: P&C, Marine & Energy, Casualty, Broker Reinsurance and Direct lines: Risk & Speciality Risk, Marine & Aviation and Professional Services. You must have previous experience of working within a senior role in one of the above business areas.

You must have a strong commercial outlook as well as having a strong audit or accounting background with the relevant ACA / ACCA/ IIA qualification.

This is a new role created as part of the group risk and controls strategy – an excellent time to join a growing business at a unique point of development… building a small audit team underneath this position is very much part of the mid term growth plan.

This role would suit a Senior Manager from a practice firm with very strong commercial experience, or a Senior Manger / Deputy Head of Audit in the Internal Audit function of an London Market or mid capital (re)Insurer looking for an upward career move.

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Our client, a large diversified banking group,seeks a Commodities Audit Manager to provide specialized support to the commodity businesses within the firm to ensure audit coverage and manage control risks.

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Our client is seeking a strong risk professional for a senior manager role in the Global Risk Management Audit Group.

The VP will be a market risk practitioner with experience across all areas of market risk. The successful individual would have the opportunity to develop knowledge of operational, credit, liquidity and control risk as well as provide risk expertise to other internal audit areas whenever there is a requirement. Risk Management reviews cover all aspects of the firm’s market, credit and operational risk processes, including:

• risk policies and procedures adequacy and adherence,
• quality of market and risk data,
• monitoring of risk exposures.

The successful candidate will have regular dialogue with the Managers in London and other parts of the world to discuss market trends and the level of risk exposure.

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Our client, a global investment bank, seeks a Senior Audit Manager to take charge of the Fixed Income Audit team. Reporting directly to the Regional Chief Auditor and Audit Committee you will have full responsibility to manage the team and the audit process.

You will act as the key contact point for the business and take responsibility for the IA planning process and value-added reporting to enhance the control culture within the group. The Head of Audit accordingly manages the day to day relationship between IA and business leaders in the respective FI teams.

You must have experience of managing, leading and developing audit teams as well as very strong knowledge of Fixed Income/Debt products and trade flows. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role.

This is an outstanding opportunity to gain extensive exposure in a senior ‘head of function’ role.

Our client is seeking a strong Regulatory professional for a senior manager role in the Audit Group.

You will be experienced in FSA Handbook rules, COB, MCOB, ICOB and have direct experience from a compliance function within a bank or have audited the compliance function within a bank. You will have the opportunity to develop knowledge of Compliance risk as well as provide expertise to other internal audit areas whenever there is a requirement. As a Regulatory Auditor your main responsibilities will involve:

• Leading audits to assess the management and control of regulatory risk;
• Ensuring that all audits meet audit plan time-scales and comply with quality requirements;
• Managing relationships with key stakeholders across the business,
• Caching, motivating and developing other team members.

You will have regular dialogue with the Senior Managers in London to discuss improvements to the audit of regulatory risk exposure.

Our client, a major international banking group, seeks a Senior Audit Professional with solid Banking (Fixed Income, Equities, Prime Brokerage, Investment Banking) experience to lead reviews across the London businesses. As the bank also operates in Investment Banking and Sales & Trading, you will have the opportunity to diversify your exposure and gain experience in these areas.

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Salary c£110k plus bonus. Edinburgh /London

This is Senior Group role within the Life business of a leading FTSE 100 company to lead the development and implementation of the audit plan for Insurance and Actuarial Finance.

• Ideally a qualified Life Actuary;
• Awareness of General Insurance actuarial concepts is also preferred;
• Good knowledge of key finance process and activities including, Insurance Pricing, Reserving, Capital requirements (including Solvency 2), Planning, Forecasting and Financial Reporting;
• Ability to communicate complex messages effectively to different audiences which will include the Insurance Finance Director and Chief Actuary as their key stakeholder.

Our client is a leading global financial services provider of back office (accounting
and administration) support functions for pension funds and other institutional
investors. The Group has a long standing reputation as a world leading custodian
and is a highly regarded asset manager and service provider. Their global
perspective is enhanced by local “centres of excellence” and Scotland is seen
as a strategic place for future growth. To support these expansion plans, our
client is now looking to enhance the Fund Accounting team with a number of
senior appointments.

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