This post is based in the Global Banking and Markets (GBM) division, for a major Tier 1 Institution, which delivers award winning finance, risk management and investment solutions to corporations, financial institutions and governments worldwide. You will be working as a Manager in a pooled team of auditors, providing the assurances and controls which the business needs to deliver a Portfolio of Award winning products to the market.

The audit team delivers product-based front-to-back audits, mirroring the Markets, Coverage and Origination and Global Portfolio businesses as well as functional audits of key support areas such as Finance, Risk and Operations. As part of a team of over 100 based across Europe, the UK and Asia, you will have the opportunity for some travel, as well as the potential for career development both within the Group Internal Audit function, and the wider business. Within GBM, opportunities are available for candidates with audit experience and/or relevant knowledge of Markets, Banking or Risk Operations, and Finance within an Investment Bank.

Responsibilities:

• Lead and participate in audits within an assigned business unit, in line with Group Internal Audit standards and procedures
• Deliver individual audits as the team leader
• Foster proactive and professional relationships with the business, providing robust and challenging insight on business risk and control processes
• Lead and manage audit teams from a pooled team of auditors
• Initiate and carry out fieldwork as required

Candidate Requirements

• Audit experience or relevant knowledge of Markets, Banking or Risk, Operations and Finance within a complex Financial Services business
• Experience of managing relationships in a business
• Related business specific product and technical knowledge
• High level knowledge of banking and financial services business processes
• Finance, banking, accounting, audit or risk management qualification
• Experience of leading team projects desirable

(more…)

A leading Consultancy has an opportunity for senior consultant in IT Audit with a background in either applications or infrastructure reviews

This is an excellent opportunity for someone who has recently completed or is progressing through an IT audit qualification.

– Excellent communication and relationship building skills as the role requires liaising with a broad range of clients across the South East.

– Provide support and assistance to senior staff

Applicants will have the opportunity for travel (flexible, depending on your requirements).

A leading Consultancy has an opportunity for a senior manager in IT Audit with a background in applications or infrastructure review.

– Excellent communication and relationship building skills as the role requires liaising with a broad range of clients across the South East with some national travel required.

– Proven experience managing and developing an IT audit function and team.

A European Bank has an opportunity for a candidate with a big 4 background or in a similar controls role to lead permanent Operational risks within the Fixed Income department in the front office, sitting on the trading floor, with a focus on Credit products.

This is an excellent position for someone looking to secure their first move to industry or moving from an audit, risk, controls role into a front office environment.

– Banking experience and a basic understanding of front office product flows are essential.
– Good communication and relationship building skills are essential as the role requires daily liaison with senior front office staff.

Excellent Package including strong Bonus and Benefits, London, Permanent

Our client, a major European bank, seeks a Technology Auditor to focus on Asset Management trading and management applications.

You should have at least 4 years IT Audit experience with a good understanding of Applications Development, Systems Architecture, Trading Business processes and Data analysis. Excellent interpersonal skills are a must as the role requires frequent interaction with technology management.

This is an exceptional prospect, for an effective and skilled IT Auditor to develop a solid career within a Tier One institution, providing an opportunity to move into the business after a two year qualifying period.

This international investment bank seeks an IT Auditor with solid experience of reviewing front office multi-feed trading systems within a capital markets business for a senior role within the department. You should have strong experience of reviewing trading systems as well as a good understanding of the business process within a global markets environment and knowledge of traded products.

If you are looking for the opportunity for career advancement as well as exposure to a broad diversity of capital markets businesses please do not hesitate to call to arrange a meeting.

Working for a major Tier 1 Institution, this post is based in the Global Banking and Markets (GBM) division, which delivers award winning finance, risk management and investment solutions to corporations, financial institutions and governments worldwide. You will be working as a Manager in a pooled team of auditors, providing the assurances and controls which the business needs to deliver a Portfolio of Award winning products to the market.

The audit team delivers product-based front-to-back audits, mirroring the Markets, Coverage and Origination and Global Portfolio businesses as well as functional audits of key support areas such as Finance, Risk and Operations. As part of a team of over 100 based across Europe, the UK and Asia, you will have the opportunity for some travel, as well as the potential for career development both within the Group Internal Audit function, and the wider business. Within GBM, opportunities are available for candidates with audit experience and/or relevant knowledge of Markets, Banking or Risk Operations, and Finance within an Investment Bank.

Responsibilities:

• Lead and participate in audits within an assigned business unit, in line with Group Internal Audit standards and procedures
• Deliver individual audits as the team leader
• Foster proactive and professional relationships with the business, providing robust and challenging insight on business risk and control processes
• Lead and manage audit teams from a pooled team of auditors
• Initiate and carry out fieldwork as required

Candidate Requirements

• Audit experience or relevant knowledge of Markets, Banking or Risk, Operations and Finance within a complex Financial Services business
• Experience of managing relationships in a business
• Related business specific product and technical knowledge
• High level knowledge of banking and financial services business processes
• Finance, banking, accounting, audit or risk management qualification
• Experience of leading team projects desirable

(more…)

This is an ideal role for someone looking for their first or second move from practice.

You will lead Capital Market Sales and Trading audits (Equities , Fixed Income, Rates, DCM products) and have the opportunity to review other areas of the banking operations. You must have previous experience of:

1. Front to back operations in a captial markets banking group covering equities or fixed income etc
2. Minimum of 3 years relevant products experience.

Associate Director for FI and Rates. This role is with a global banking group specialising in Equity Derivatives Audit. You will provide support to the Capital Markets Audit team as a specialist in Fixed Income products to ensure audit coverage and manage control risks for the front and middle office.

You must have experience of leading audits and very strong knowledge of Fixed Income. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role. You will be rewarded with one of the strongest cash packages in the market and “Fast Track” career growth.