Latest Vacancies in Asset Management Audit



Salary: £50 – 65k + travel allowance + benefits

The Banking and Capital Markets division of this leading US Global Banking group are currently looking for an experienced and career minded Capital Markets Associate/Executive to work on key banking operations with a view to promoting them into a lead operations or front office role.

This is an excellent role for an experienced capital markets auditor within a big 4 firm or someone who has recently gained banking experience having previously been in practice. The successful candidate will have an ACA / ACCA qualification, be able to plan and execute a risk based audit strategy for complex Global Markets products.

You must also be able to identify control trends, regulatory themes and emerging risks in assigned business areas and their impact on the business and to the Bank overall by applying business acumen and experience.

Product areas covered will include:

  • Commodities,
  • Equities
  • Credit/Rates
  • Currencies
  • Market/Credit Risk

Please forward your CV to the above email to be considered for this position

up to £45,000 + Bonus and Benefits, London, Permanent

This is an excellent role for an experienced SOX Auditor (IT or business) looking to enhance their capital markets experience OR a new or part qualified account WITH SOX experience looking to increase their knowledge within the capital markets and banking industry.

The role will encompass SOX reviews across the bank’s capital markets (including sales and trading) business. You will also have the opportunity to second to the Audit department and enhance your knowledge of the font office traded products and operations in this successful international banking group.

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£60,000 – £75,000 per annum, London, Permanent

Our client is seeking a Senior Internal Auditor / Audit Manager with commodities experience. You will be responsible for providing internal audit coverage for the EMEA region of this successful bank. Reporting to an Audit Director, you will plan, execute and deliver the annual audit plan for the commodities desk and have responsibilities for the prop and arbitrage desks.

The Internal Audit Departments function is to assess the internal controls, framework of risk management and corporate governance processes are robust and enhance the business. You will provide assurance and advisory services to improve controls and processes where necessary covering all functions of the business from the front to the back office.

To be considered for this role you will need at least 2 years experience from a similar internal audit or external audit role. You will need to have experience and understand of a range of traded products within a traded environment. You will need to hold a relevant audit qualification such as ACA, ACCA, CIA or CPA.