Latest Vacancies in Asset Management Audit



An excellent opportunity to join this large global bank with a strong European presence, who are looking for to appoint an Asset Management Internal Audit Manager, covering Investment Management and Asset Management.

A strong background in financial services is essential, with three to five years experience in Investment Management. The successful candidate will have a broad range of experience, covering areas from Real Estate Fund Management and Fund Administration to UCITS, and other regulatory requirements.

The successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

  • Degree educated in a relevant business subject
  • Three years PQE experience within Investment Management Internal Audit
    Accountancy or audit qualification

We are recruiting an AVP in Market Risk Audit to join the Internal Audit function of a Tier 1 Investment Bank. This is an excellent opportunity for someone with a sound background in Model Validation, Model Development or Market Risk.

The successful candidate will hold a maths or science degree or post graduate qualification. Experience in financial services and/or banking is essential. The role looks at all aspects of Market Risk Audit, including Model Validation, VAR, Stress Testing Valuation, Model Building, and Model Development, across the business. Ideally, you will also have audit experience in this area, however candidates with solid experience in an analytics or controls environment are also encouraged to apply.

Essential:

  • Relevant Experience of Market Risk Models, Model Validation, VAR, Stress Testing and Model Development.
  • Ability to work as part of a high level team.
  • Audit or assurance experience and qualifications

Fleet Search and Selection Ltd
Main: [Phone number removed]
Fax: [Phone number removed]
Head Office: Token House, 11/12 Tokenhouse Yard, London, EC2R 7AS
Edinburgh Office: 47 Timber Bush, Edinburgh, EH6 6QH
Company No. 6792954

Vacancy Summary
Salary55,000 – 70,000LocationLondon Job TypePermanentStart DateASAP

This is an excellent opportunity for someone with a sound background as a Model Validation, Model Development or Market Risk practitioner, or for someone who is a career auditor working in this space.

Our client is seeking someone to join their internal audit team. The successful candidate will hold a maths or science degree or post graduate qualification. Experience in financial services and/or banking is essential. The role looks at all aspects of Market Risk Audit, including Model Validation, VAR, Stress Testing Valuation, Model Building, and Model Development, across the business. As this is a VP level role, in depth knowledge experience in this area is essential.

This role is effectively that of consultant and subject matter expert to the Internal Audit Function. The ideal candidate will have experience in the audit field, however, practitioners are also invited to apply, as long as they have a solid understanding of the internal audit process.

Essential:

  • Relevant Experience of Market Risk Models, Model Validation, VAR, Stress Testing and Model Development.
  • Ability to work as part of a high level team.

Our client is a Tier 1 Investment Bank with a significant global presence. They are seeking an experienced auditor to join their Internal Auditor Team as a VP Equities Audit. The role has responsibility for Internal Audits of equities in the capital markets business. The right candidate will have experience leading and managing team, as well as experience across the internal audit spectrum, from developing the annual audit plan to executing and compiling the final report. Excellent communication skills are essential.

Ideally, the successful candidate will have worked in a similar environment. You will have expert understanding of the controls and regulatory developments which impact on global markets business and particularly on equities.

Skills:

  • Degree educated
  • Professional audit or accountancy qualification would be an advantage
  • Experience managing and developing teams
  • Expert knowledge of equities / front office risks
  • Sound understanding of technology application control disciplines for equities

Our client is a Tier 1 Bank with a worldwide presence. The internal audit function has recently undergone significant change and expansion, and as a result, they are currently looking to recruit experienced hires at AVP level to join their IT Infrastructure Audit Team.

The successful Candidate will be experienced in all the relevant technical and professional qualifications listed for the role. Ideally this experience will be gained through working technology audit in a banking environment, either directly, or potentially as part of an audit team in a Big 4 or similar Practice Firm.

Relevant qualifications:

  • CIA, CISA, CISSP, CEH, relevant graduate degree
  • Experience of managing audits and leading audit teams, and a proven track record of high performance in previous roles that includes communicating
    with senior client management

Technical Requirements:

  • Network Security, including firewalls, intrusion detection) protocols, network services, security
    testing techniques (penetration testing, vulnerability scanning), end point protection, and
    networksecurity architecture.
  • Systems Security Management including encryption techniques – public key infrastructure (PKI)
    components and digital signature techniques), antivirus, vulnerability assessment, alerting and
    monitoring, secure software development, and identity and access management.
  • Information Risk Management including data leak prevention, records management, and information classification and handling, logical access management.
  • An understanding of technology resilience and IT operations management processes (e.g. incident and problem management, disaster recovery, IT change, capacity and performance, asset and configuration management, data centres).

Internal audit quality assurance methodology,Tier 1 Global Markets and Investment Bank, £80-120k

This is a High Profile role working alongside the Global Head of Methodology Audit. The successful candidate will carry out independent Quality Assurance (QA) reviews of the London operations and assist in Audit QA & Methodology for the Global Audit and Management Committees and stakeholder meetings.
As well as:

  • Drafting methodology documents and practice guides.
  • Training team members.
  • Support the current team in relation to audit methodology on a frequent basis.
  • Enable the global audit systems to meet methodology requirements.
  • Coordination and monitoring of group audit and risk assessment methodologies, yearly planning, communication and reporting.

Skills & Experience:

  • Previous experience of Tier 1 Investment Banks / Capital Markets firms.
  • Previous Internal Audit knowledge.
  • String understanding of IIA, and /or COSO, Basel and so on.
  • Excellent communication skills
  • Project management skills.
  • Ability to take initiative.

This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within the highly reputable Investment Bank where you can truly progress and the value you add is recognisable.
Our client is seeking a bright, analytical and ambitious individual with an inquisitive mind as well as excellent communication and interpersonal skills to join their ever growing Global Markets division.

You will work across all business areas within trading and get exposure to all asset class. They also encourage internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.

Essential requirements for Internal Audit Capital Markets job:

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience from practice or a bank in the UK
  • OR External audit experience with firm grasp of risk and control
  • Sound knowledge of Capital Markets/ Trading products
  • Understanding of risk and control on business process within an investment bank
  • Strong analytical and technical nous
  • Excellent communication and interpersonal skills – able to build stakeholder relationship

A role with a large global bank with a strong European presence. This is an Internal Audit position covering Investment Management and Asset Management.

Our client, a large global bank with a strong European presence, is seeking an experienced Auditor to join the Investment Management and Asset management function of their internal audit team.

A strong background in financial services is essential, with three to five years experience in Investment Management. The successful candidate will have a broad range of experience, covering areas from Real Estate Fund Management and Fund Administration to UCITS, and other regulatory requirements.

With excellent communication and writing skills and experience conducting audits, the successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

Essential

  • Degree educated, preferably with a relevant business subject such as economics or accountancy. Three years PQE experience within Investment Management Internal Audit
  • Accountancy or audit qualification

Global Investment banking firm with a strong footprint across EMEA, USA and Asia are looking for an experienced IT Applications Audit professional to join their EMEA IT Audit division.

The nature of the bank’s business is within the wholesale / global markets space hence front office reviews will be part of your wider mandate, whilst the main focus will be within Support functions including Finance and Operations. Experience of client money, transaction reporting, collateral settlements would be a huge advantage.

The role offers a wealth of opportunities for those wanting to deepen their technical knowledge, take leadership of projects, work on high profile engagements, face-off to regulators and progress further in their career. You will be part of a deeply technical IT Audit team who have consistently added value, hence the expectations are high but you will gain enormously from a thriving organisation.

Essential skills:

  • * Strong working knowledge of IT Applications Audit or Technology Risk Management with sound understanding of risk and control
  • * Sound understanding of Corporate Division / Support functions within an Investment Bank and technology which are relevant to these business areas
  • * Experience of managing projects / leading Audit engagements
  • * Ability to identify key risks and make sound judgement
  • * Strong interpersonal and communication skills
  • * Ability to build relationship with stakeholders/ auditees/ external parties i.e. regulators
  • * Experience in coaching and managing junior staff
  • * Ability to lead regional and / or global projects
  • * Experience of data analytical tools

This major banking group seeks a strong IT Auditor to conduct reviews across all of the bank’s technology infrastructure. You should possess detailed knowledge of at least two of the following technology platforms:

  • * Operating systems – UNIX, LINUX, Windows
  • * Networks – Cisco
  • * Firewalls
  • * Databases – SQL, Sybase, Oracle
  • * Datacentres

Specific banking experience is not essential, as candidates with appropriate experience gained in the internal audit function of a practice firm will be considered. This is an outstanding opportunity to develop your career within a major banking group as a  Senior IT Infrastructure Auditor, where you will be well rewarded.