Latest Vacancies in Asset Management Audit



Job summary: Consultancy firm seeking senior professionals from a Big 4 / Consultancy background, with large investment Bank or Capital Markets clients experience in a Co-sourced / outsourced business model, offering Internal Audit, Risk Assurance, Compliance, Regulatory Risk Services.

Global firm has experienced strong growth in their Risk and Internal Audit consultancy services team and are now seeking to hire a Big 4 trained Senior Manager to help support the partners to continue to grow the now well established co-sourcing / outsourced risk services practice for large banking, capital markets and asset management clients. You will work closely with the Partners to help grow the business by using your senior level sector and industry knowledge to network and sell the firms services to current and new financial services clients.

The firm offer excellent work / life balance and have a genuinely engaged workforce and collegiate working practice.

Promotion prospects to Director and beyond.

The firm will consider sponsoring a UK VISA if the candidate has the requisite experience and is available to start in the UK in c.3 months time.

Director – Smaller Financial Services Practice, Internal Audit (attractive work life balance)

UK / EEA VISA required

London based role with small team of a global practice firm seeking an experienced Ex Head of Audit or Practice Director to lead / coach a team of auditors and help build the business.  The role oversees a portfolio of client work delivering fully outsourced / co-sourced internal audit and assurance assignments.

Responsibilities:

As an outsourced Head of Internal Audit, you will be responsible for the full lifecycle of planning, execution, reporting and committee meetings, lead client work, finalise scope with clients, overseeing team member delivery, and execute quality assurance reviews of internal audit files and reports.

As a Director you will be responsible for onboarding new clients, assessing fees and budgets, managing contracts, Billing, invoicing and recovery management. You will also assist in business development initiatives and create tender proposals leading presentations and target client visits. A small team of Associates, Managers and contract staff are in place who you will be responsible for direct line management, resource planning, recruitment and time management.

Knowledge:

  • Internal Audit
  • Compliance and Risk Management Frameworks (FCA)
  • Conduct Risk Management
  • Regulatory reporting (COREP / FINREP)
  • Client Money and Assets (CASS)
  • CRD IV

Ideally you will have a wide exposure to difference FS industries:

  • Retail Banking
  • Corporate Banking
  • Investment Management and Wealth Management
  • Securities, exchanges and trading services

Some travel across the south east UK and possibly overseas travel is required,

Apply to Paul Stanbridge for more information or an informal conversation.

Exclusive – Insurance and General Insurance Internal Audit positions.

Fleet are working exclusively on these combined roles and are therefore not available elsewhere.

If you’re seeking to grow your career within General Insurance or London Market Insurance within a Controls, Internal Audit or Audit Consulting role, we have multiple opportunities across practice and industry offering supportive working environments in large and small teams with local and international exposure.

To apply, you must have a minimum of 18 months General Insurance Audit or General Insurance Internal Audit experience and a strong motivation to develop your career. *

In return for your hard work you will be rewarded with an excellent salary £40-60k (depending on experience) plus bonus and benefits.

For more information on these General Insurance Audit Jobs email Paul Stanbridge, Fleet Search + Selection.

* This includes individuals who have had Audit or Accountancy experience in non-insurance markets but have had a high skilled professional level role for a minimum of 2 years within a General Insurer.

Our client is a boutique Internal Audit and Governance Consultancy firm operating an experienced hire model with a strong financial services client base. They are looking to build on their existing team by engaging a professional to carry out IT Audit reviews within the Financial Services sector.

You should possess:
– a minimum 6-15+ years experience carrying out applications and infrastructure reviews with financial services clients, whether banking, investment management or insurance;
– a good understanding of COBIT;
– strong stakeholder management experience.

The organisation has a great team environment consisting of peers from audit groups in Tier 1 institutions and offers an excellent package with flexible working conditions.

The successful candidate will be part of the Life Assurance Audit team with responsibility for the management of a (closed book) Life Insurer. This role will give a high level of autonomy and will involve audit execution, day to day management of the audit work, liaison with key client staff and the management of the reporting process. Using strong technical knowledge to assist you in these tasks, you will report to an Audit Director.

You will also have the opportunity to advise on supporting significant Solvency II projects and helping to develop more junior staff. You will also have the opportunity to audit other areas of the group including Asset Management, Treasury and Reinsurance.

  • Responsibilities include:
  • Managing the Life Assurance Audits and assisting with other financial services audits
  • Development and coaching of junior members of staff
  • Completion of audits within agreed time-scales
  • Budgeting
  • Travel to UK offices in Birmingham, Hertfordshire, Milton Keynes and London for 20-30% of your time.
  • Experience/Qualifications:
  • Recently qualified ACAs or ACCA’s from an Audit or Transaction Advisory Services Group. Preference will be given to those with Client Secondment / Audit / Advisory or Internal Audit experience.
  • A minimum of 2 years PQE in a financial services (retail or wholesale) environment is essential – ie Life Assurance, General Insurance, Asset Management or Banking.
  • Impressive analytical capabilities
  • Highly motivated and committed
  • Positive and ambitious attitude
  • Up to date on current economic and market trends
  • Ability to develop strong client relationships
  • Highly proficient in written and oral communication
  • Able to work independently as well as part of a team

Role Description:

The successful candidates will be part of the Asset Management and Life Assurance Audit team with responsiblities for the management of a (closed book) Life Insurer. This role will give a high level of autonomy and will involve audit execution, day to day management of the audit work, liaison with key client staff and the management of the reporting process. You will report to an Audit Director.

You will also have the opportunity to advise on supporting significant Solvency II projects and helping to develop more junior staff. You will also have the opportunity to audit other areas of the group including Asset Management, Treasury and Reinsurance.
Responsibilities include:

  • Managing the Life Assurance Audits and assisting with other financial services audits
  • Development and coaching of junior members of staff
  • Completion of audits within agreed time-scales
  • Budgeting
  • Travel to UK offices in Birmingham, Hertfordshire, Milton Keynes and London for 20-30% of your time.

Experience/Qualifications:

  • Recently qualified ACAs or ACCA’s from an Audit or Transaction Advisory Services Group. Preference will be given to those with Client Secondment / Audit / Advisory or Internal Audit experience.
  • A minimum of 2 years PQE in a financial services (retail or wholesale) environment is essential – ie Life Assurance, General Insurance, Asset Management or Banking.
  • Impressive analytical capabilities
  • Highly motivated and committed
  • Positive and ambitious attitude
  • Up to date on current economic and market trends
  • Ability to develop strong client relationships
  • Highly proficient in written and oral communication
  • Able to work independently as well as part of a team
High level role working on a the complex Financial Services operations focusing on systemic risk issues.
This role covers a high risk division requiring a subtle audit approach and sensitive relationship management skills.
The successful candidate will have a background in Banking, Asset Management or Insurance, and have a thorough knowledge of dealing with complex operations in the middle and back office. High levels of energy and enthusiasm as well as the ability to sell audit concepts as well as conduct the audits is essential.
You will be the lead Auditor for this business stream and support the larger audit group on on issues in the asset management business.

Senior role within the Life business of a leading FTSE 100 company to lead the development and implementation of the audit plan for Actuarial controls .

  • Qualified Life Actuary;
  • Awareness of General Insurance actuarial concepts;
  • Knowledge of Insurance Pricing, Reserving, Capital requirements (including Solvency 2), Planning, Forecasting and Financial Reporting;
  • Ability to communicate complex messages effectively to different audiences which will include the Insurance Finance Director and Chief Actuary as their key stakeholder.

Head of Audit role reporting to the COO, Risk Director and the Audit Committee.

This is a stand alone position where you will execute and review the internal audit plan for this growing London market insurer.

The group have Wholesale and Reinsurance lines of business: P&C, Marine & Energy, Casualty, Broker Reinsurance and Direct lines: Risk & Speciality Risk, Marine & Aviation and Professional Services. You must have previous experience of working within a senior role in one of the above business areas.

You must have a strong commercial outlook as well as having a strong audit or accounting background with the relevant ACA / ACCA/ IIA qualification.

This is a new role created as part of the group risk and controls strategy – an excellent time to join a growing business at a unique point of development… building a small audit team underneath this position is very much part of the mid term growth plan.

This role would suit a Senior Manager from a practice firm with very strong commercial experience, or a Senior Manger / Deputy Head of Audit in the Internal Audit function of an London Market or mid capital (re)Insurer looking for an upward career move.

(more…)

Salary c£110k plus bonus. Edinburgh /London

This is Senior Group role within the Life business of a leading FTSE 100 company to lead the development and implementation of the audit plan for Insurance and Actuarial Finance.

  • Ideally a qualified Life Actuary;
  • Awareness of General Insurance actuarial concepts is also preferred;
  • Good knowledge of key finance process and activities including, Insurance Pricing, Reserving, Capital requirements (including Solvency 2), Planning, Forecasting and Financial Reporting;
  • Ability to communicate complex messages effectively to different audiences which will include the Insurance Finance Director and Chief Actuary as their key stakeholder.