Our client, a leading global bank is seeking an Internal Auditor to join their dedicated audit team.  As part of the team responsible for auditing commodities, the successful candidate will have a background in a similar banking or financial services environment within a Capital Markets function.  Using excellent communication skills to manage relationships with clients and senior management, you will have expert knowledge of the risks and controls governing the front office preference will be given to those with hard or soft commodity experience.

Essential

• An accountancy or audit qualification
• Prior Operational Controls or Audit experience in a financial services organisation or bank
• Capital Markets front office knowledge (ideally commodities)

A leading investment bank is seeking an experienced senior auditor to manage a comprehensive review of front to back office business from planning through to making the final report.  Using excellent communication skills to manage relationships across the business you will report to the Head of Internal Audit and have the opportunity to be involved with the Audit committee.

This is an excellent role for an internal auditor with c5 years experience of capital markets products looking for more autonomy and involvement in the business.

Essential:

• An audit qualification

• Experience auditing various functions of an investment bank

• Strong understanding of risks and controls impacting on investment banking

• J-Sox would be an advantage

A leading global investment firm seeks a Vice President, Credit Risk to join their specialist Risk Audit team.  You will have either worked as part of a credit risk management team or as an Auditor covering Credit Risk in an Investment Bank.  As part of a small team, the successful candidate will deputise for the Head of the Credit Risk Audit and assist them in leading and developing the team. As the principle lead for credit risk, you will work closely with all business audit teams, particularly the Quantitative audit team on assurance frameworks for traded products.  The successful candidate will have excellent communication skills fostering a shared knowledge culture across the team in addition to maintaining excellent working relationships with stakeholders and senior management.

Skills and Experience:

Essential:

• Experience in financial management within a traded product credit risk, credit analyst  or credit reviewer role.

• Thorough understanding of credit risk controls

• Excellent communication skills with demonstrable experience of stakeholder management

• Broad knowledge and understanding of global regulatory developments and frameworks.

• Expert understanding of Basel II requirements, thorough knowledge of Basel III proposals.

Desirable:

• Two years’ experience as a credit risk auditor.      

Our client, a leading European Bank, is seeking a Senior Auditor with Wholesale banking audit experience to join their internal audit team.  The ideal candidate will have experience leading large audits of in  aspects of wholesale banking  covering the capital markets, market risk, treasury and asset management businesses.  The successful candidate will be degree educated, hold a relevant professional qualification and have a big 4 background. Using this experience and knowledge in conjunction with excellent communication skills, you will develop and maintain strong positive working relationships with team members and senior management as a senior member of the London Audit group.

Requirements:

• Experience conducting internal audits

• Wholesale banking audit experience: ie, SPV’s, investment banking, equity, FX, rates / fixed income, treasury, derivatives, market risk or Asset Management

• Experience of leading and managing people.

Responsibilities will include:

• Supporting Senior Audit members in delivering the  Audit Plan.

• Providing expertise to clients, senior management and junior team members, particularly for traded product areas / capital markets risk.

Our client is seeking and experienced Model or Market practitioner to join their internal audit team. The successful candidate will hold a maths or science degree or post graduate qualification with prior experience in financial services and/or banking.  The role involves looking at all aspects of Market Risk Audit, including Model Validation, VAR, Stress Testing Valuation, Model Building, and Model Development, across the business. As this is a VP level role, previous in depth experience in this area is essential.  The ability to audit these areas within a risk based audit system is also essential.  Excellent communication skills are required, to develop and maintain positive working relationships as part of this small specialised team.

As part of the audit team in a leading European Bank, this role offers clear career progression opportunities for the right candidate

Essential:

Experience of Market Risk Models, Model Validation, VAR, Stress Testing and Model Development.

Experience of planning and conducting risk based internal audits

Ability to work as part of a small but high level team.

Our client is seeking an auditor with experience in Traded Credit Risk to join their internal audit team. The successful candidate will be degree educated and hold a relevant professional qualification with prior experience in financial services and/or banking.  The role involves looking at the internal Credit Risk methodologies within the business and assessing these within a risk based audit environment. Previous experience of Credit Validation Adjustments (CVA) is essential.  Excellent communication skills are required, to develop and maintain positive working relationships as part of this small specialised team.

As part of the audit team in a leading European Bank, this role offers clear career progression opportunities for the right candidate

Essential:

Experience of Traded Credit Risk, Credit Valuation Adjustments (CVA)

Experience of planning and conducting risk based internal audits

Ability to work as part of a small but high level team.

Our client, a leading tier 1 bank is seeking a Senior Manager to lead their Equities Audit team.  Based in Canary Wharf, the successful candidate will have a background in traded products audit, ideally equities, and  have responsibility for:  Equities Investment Banking and Finance, Traded Equity Products and Equity Research Audit.

The broad scope of the role provides a unique opportunity to further develop your understanding of all facets of Equities Audit.  As Senior Manager, you will  be responsible for drafting and scoping the audit plan, conducting reviews and managing a small team.

Essential:

Eight to twelve years’ experience in traded products audit (equities, or fixed income/rates) .

Degree educated or equivalent.

Demonstrable experience in auditing traded products at a senior level, ideally equities but other traded product specialists will also be of interest.

Excellent communication skills.

Strong relationship management.

Desirable:

Experience managing teams.

Accountancy qualification.

Experience in a big 4 environment.

Experience conducting Capital Markets Audit.

Our client, a leading European Bank, is seeking a Senior Auditor with extensive Wholesale banking audit experience to join their internal audit team.  The ideal candidate will have experience leading and conducting large audits of all aspects of market risk as well as structural risks.  The successful candidate will be degree educated (or equivalent work experience) and hold a recognised in addition to a strong understanding of UK regulatory frameworks e.g., ICAPP, ILAA, Liquidity.  Using this experience and knowledge in conjunction with excellent communication skills, you will develop and maintain strong positive working relationships with team members, clients, senior management and stakeholders.

Responsibilities will include:

• Experience conducting concurrent audits would be an advantage

• Markets audit experience including equity, FX and fixed income

• Experience leading and managing teams

• Supporting Heads of Audit in developing strategy and delivery of Audit Plan for UK

• Providing expertise to clients, senior management and junior team members, particularly for traded market risk

• Managing the wholesale banking Audit team.

Our client, a leading global investment bank seeks a Senior Liquidity Risk VP to join its dedicated risk audit team.  With a background in audit, preferably gained in treasury, the ideal candidate will be an expert in liquidity risk, treasury and controls.

Key responsibilities:

• Reporting to the Global Head of Risk Audit

• A key point of contact for liquidity risk for technical expertise and continuous monitoring

• Keeping abreast of regulatory developments affecting liquidity risk

• Contributing to controls and frameworks supporting risk management,

• Identifying training requirements across the internal audit function for Liquidity risk.

• Responsibility for entity risk assessment process for liquidity risk

• Developing and maintaining excellent relationships with internal audit, stakeholders, senior management and regulators

Essential

• Accounting qualification

• Experience in an audit role

• Further qualifications on treasury e.g. Corporate Treasurer (desirable)

• Experience:

• Thorough knowledge of regulatory requirements of liquidity risk management, ILAA and Basel III developments, an overview of global regulatory requirements and developments would be an advantage.

• Proven experience, ideally within a global investment back within treasury, of risk audit and liquidity risk audit

• Excellent communication and relationship management skills the successful candidate will have the ability to influence and advise team members, stakeholders, senior management and regulators.

Our client, a leading global bank seeks an experienced Auditor to join the Finance and Taxation internal audit team. Although the team undertake Finance and Taxation audit across the organisation, this role will cover Finance for Front Office Capital Markets products..

The ideal candidate will have a minimum of five years experience in a Big 4 organisation.  You will have routinely conducted audits of financial instruments  eg: equities, debt/fixed income products, FX, hedging and/or short term borrowing etc.

Using exceptional communication skills, the successful candidate will build strong working relationships with team members, senior management and stakeholders.  As part of your professional development, you will undertake mandatory training in addition to keeping abreast of current developments in the regulatory frameworks for financial services.  You will routinely share knowledge and information with the aim of leveraging the broader team and organisation’s understanding of regulatory frameworks and controls

Essential:

Five years experience in external audit in a Big 4

Comprehensive knowledge of finance product controls

Degree and professional Qualification