Latest Vacancies in Capital Markets Audit



This is a great opportunity for a qualified Auditor from a Big 4 or Practice firm to move into investment banking.

Our client is a Tier 1 Investment Bank seeking an ambitious and bright individual to join their ever growing Global Markets division as an AVP Capital Markets Audit. The ideal candidate will have a working knowledge of Investment Banking and Capital Markets gained through their client base whilst working in practice. Excellent communication skills are essential.

You will work across all business areas within trading and get exposure to all asset class. Internal mobility is actively encouraged, and opportunities will present in due course for upwards career progression, in an environment with a dedicated career development programme tailored to the individual.

Essential requirements:

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience from practice or a bank in the UK  OR External audit experience with firm grasp of risk and control
  • Sound knowledge of Capital Markets/ Trading products
  • An understanding of risk and control on business process within an investment bank
  • Strong analytical and technical knowledge
  • Excellent communication and interpersonal skills

Our client, a leading global bank is seeking a VP Capital Markets Auditor to join their dedicated internal audit team, covering fixed income, currencies and commodities. The Internal Audit function consists of teams who provide independent assurance over the business and operations for all stakeholders, ultimately providing assurance to the Board and Group Executive Management.

The successful candidate will have an audit background in a similar banking or financial services environment within a Capital Markets function. Using excellent communication skills to manage relationships with clients and senior management, you will have expert knowledge of the risks and controls governing the front office. Commodities audit experience would be particularly useful.

Essential

  • An accountancy or audit qualification
  • Ability to manage and lead audits within an Investment Banking environment
  • Excellent interpersonal and managerial skills
  • Capital Markets front office knowledge (ideally commodities)

Our client is a Tier 1 Investment Bank with a significant global presence. They are seeking an experienced auditor to join their Internal Auditor Team as a VP Equities Audit. The role has responsibility for Internal Audits of equities in the capital markets business. The right candidate will have experience leading and managing team, as well as experience across the internal audit spectrum, from developing the annual audit plan to executing and compiling the final report. Excellent communication skills are essential.

Ideally, the successful candidate will have worked in a similar environment. You will have expert understanding of the controls and regulatory developments which impact on global markets business and particularly on equities.

Skills:

  • Degree educated
  • Professional audit or accountancy qualification would be an advantage
  • Experience managing and developing teams
  • Expert knowledge of equities / front office risks
  • Sound understanding of technology application control disciplines for equities

Internal audit quality assurance methodology,Tier 1 Global Markets and Investment Bank, £80-120k

This is a High Profile role working alongside the Global Head of Methodology Audit. The successful candidate will carry out independent Quality Assurance (QA) reviews of the London operations and assist in Audit QA & Methodology for the Global Audit and Management Committees and stakeholder meetings.
As well as:

  • Drafting methodology documents and practice guides.
  • Training team members.
  • Support the current team in relation to audit methodology on a frequent basis.
  • Enable the global audit systems to meet methodology requirements.
  • Coordination and monitoring of group audit and risk assessment methodologies, yearly planning, communication and reporting.

Skills & Experience:

  • Previous experience of Tier 1 Investment Banks / Capital Markets firms.
  • Previous Internal Audit knowledge.
  • String understanding of IIA, and /or COSO, Basel and so on.
  • Excellent communication skills
  • Project management skills.
  • Ability to take initiative.

This is an exciting opportunity for a qualified Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within the highly reputable Investment Bank where you can truly progress and the value you add is recognisable.
Our client is seeking a bright, analytical and ambitious individual with an inquisitive mind as well as excellent communication and interpersonal skills to join their ever growing Global Markets division.

You will work across all business areas within trading and get exposure to all asset class. They also encourage internal mobility, as well as the opportunity to become a specialist as well as progress upwards with a dedicated career development programme which is tailored to the individual.

Essential requirements for Internal Audit Capital Markets job:

  • ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
  • Internal Audit experience from practice or a bank in the UK
  • OR External audit experience with firm grasp of risk and control
  • Sound knowledge of Capital Markets/ Trading products
  • Understanding of risk and control on business process within an investment bank
  • Strong analytical and technical nous
  • Excellent communication and interpersonal skills – able to build stakeholder relationship

My client, a Top tier Investment Bank are looking for a Senior Business Audit Manager or a junior Audit VP from a Bank to join their progressive organisation. The remit of the role will mainly focus on key Business Infrastructure such as Support functions including Finance, Operations, Treasury, Compliance, HR etc.

As part of the Corporate Audit team, the role will enable you to work on challenging and varied projects, acquire strong business knowledge across the Wholesale (Global Markets and Investment Banking) and Investment Management divisions. You will lead interesting and complex projects, face off to regulators and manage stakeholder relationships.

The organisation offers excellent career progression opportunities and is one of the few banks which provide a platform for internal mobility and promotion within Audit, Business and specialist subject areas. The Audit function comprise highly technical, talented and driven senior professionals from other tier 1 institutions, which subsequently helped to create a deep and strong Audit team, hence are looking for high calibre Audit professionals who will help maintain their high standard.

Essential skills:
* Degree educated and qualified Audit professionals from a Bank
* Wholesale/ Global Markets / Investment Banking background would be preferred but would consider Auditors from Retail and Corporate Bank
* Experience of auditing support functions would be a huge advantage, equally would suit a Capital Markets auditor with an interest in diversifying their experience across to other business functions within a bank
* Strong analytical and technical skills
* Excellent communication skills
* Experience of leading projects, coaching and managing junior auditors
* Strong time and project management skills
* Deep working knowledge of risk and control
* Ability to engage and build relationship with auditees

A tier 1 banking institution are seeking a Banking Internal Audit AVP to join their Market Risk Audit team. This is an exciting opportunity for a qualified and an experienced internal auditor looking for a new challenge within a globally reputable organisation.

Your main focus will be to support the market risk audit team hence a sound working knowledge of model risk is essential which includes all aspects of management from model governance, validation, documentation, inventory and use. However, this is not a box ticking role, you will be expected to be proactive, articulate issues and negotiate effective results.

The organisation encourages upward mobility and develop internally hence they have a preference for highly intelligent individuals who are also ambitious, charismatic and energetic, hence you must possess strong technical ability as well as strong communication and interpersonal skills.

Our client, a large global consultancy with a number of high profile banking clients, is seeking an experienced professional from a Risk / Audit division of a UK Investment Bank to join their Capital Markets Audit team.

This is an excellent professional role where you will employ your understanding of front, middle and back office control issues across a variety of clients and risk issues.

Essential:

  • 2-10 years financial services experience (Capital Markets, Sales and Trading sectors are essential) within an Audit, Risk, Compliance or Controls role.
  • Good degree and strong academic record.
  • Part qualified or fully qualified accountant, CFA or relevant postgraduate qualification.

This role would suit a qualified Internal Auditor with experience of Capital Markets and Trading in the UK market looking to build on their experience with a new challenge in a tier one bank.

The role will work across all business areas in trading with exposure to all asset classes.

Essential requirements:
* ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
* Internal Audit experience from practice or a bank in the UK
* OR External audit experience with firm grasp of risk and control
* Sound knowledge of Capital Markets/ Trading products
* Understanding of risk and control on business process
* Strong analytical and technical knowledge
* Excellent communication and interpersonal skills – able to build stakeholder relationship

This is an exciting opportunity for a qualified Internal Auditor with working knowledge of Capital Markets / Trading within the UK market looking for a new challenge within a global financial services company with good career progression opportunities.  .

The role will work across all business areas in trading with exposure to all asset classes.

Essential requirements:
* ACA/ ACCA/ CIA or any other relevant Audit/ Accounting qualification
* Internal Audit experience from practice or a bank in the UK
* OR External audit experience with firm grasp of risk and control
* Sound knowledge of Capital Markets/ Trading products
* Understanding of risk and control on business process
* Strong analytical and technical knowledge
* Excellent communication and interpersonal skills – able to build stakeholder relationship