up to £45,000 + Bonus and Benefits, London, Permanent

This is an excellent role for an experienced SOX Auditor (IT or business) looking to enhance their capital markets experience OR a new or part qualified account WITH SOX experience looking to increase their knowledge within the capital markets and banking industry.

The role will encompass SOX reviews across the bank’s capital markets (including sales and trading) business. You will also have the opportunity to second to the Audit department and enhance your knowledge of the font office traded products and operations in this successful international banking group.

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£80,000 – £110,000 pa + Bonus + Banking Benefits, London, Permanent

Our client, a global investment bank, seeks a Senior Audit Manager to take charge of the Fixed Income Audit team. Reporting directly to the Regional Chief Auditor and Audit Committee you will have full responsibility to manage the team and the audit process.

You will act as the key contact point for the business and take responsibility for the IA planning process and value-added reporting to enhance the control culture within the group. The Head of Audit accordingly manages the day to day relationship between IA and business leaders in the respective FI teams.

You must have experience of managing, leading and developing audit teams as well as very strong knowledge of Fixed Income/Debt products and trade flows. Excellent interpersonal skills and the ability to build strong relationships is a key in this senior role.

This is an outstanding opportunity to gain extensive exposure in a senior ‘head of function’ role.

£70,000 – £90,000 per annum, London, Permanent

Our Client seeks a VP/Senior Audit Manager for their London office.

This role offers excellent work life balance. You will act as senior team leader for the group and deputise for the Head of Audit. You will also liaise with business management, Finance, Risk Control and Legal & Compliance to identify potential areas of improvement and surveillance to conform to regulations for listed banks. Lead and Manager audits for various businesses within the investment bank which assess compliance to regulations, controls over financial reporting processes, valuation of securities and risk management, including hedging strategies. Conduct data analysis and root cause identification in special investigations coordinated with Legal.

Main Tasks: Perform front-to-back risk assessment of the capital markets activities including sales and trading of cash equities, equity derivatives, equity statistical investment, reference-linked notes, security borrowing and lending and credit event management. Analyse and assess the risk assumed by the business. Identify and evaluate the effectiveness of controls to mitigate risks. Provide practical, innovative and value adding solutions to issues identified. Review business flows, develop audit programs, provide internal control recommendations and audit reports to senior management at the local, global and Board level.

£70,000 – £85,000 per annum, London, Permanent

Our Client seeks a Senior Auditor Manager for their London office.

You will liaise with business management to audit 1)wholesale banking and 2) Finance IFRS and UK GAAP across the retail banking business.

Main Tasks:

• Manage a team of 12
• Performance Manage team of 3-4
• Lead Audit reviews

There are opportunities for progression and also to become a Head of Audit, in the future.

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£70,000 – £100,000 per annum, London, Permanent

This is a lead role to advise the Internal Audit and Governance groups on Capital Markets. There will be minimal Audit report writing required. The focus is entirely on educating the current Internal Audit teams on capital market developments and coordinating Audit work.

Key responsibilities will be:

• Perform front to back front office and departmental reviews in line with the annual audit plan. Deliver end to end audits from engagement planning through to reporting and issue follow up using risk-based audit system and techniques as appropriate:
• Manage a portfolio of delegated Relationships with businesses and departments through business monitoring, and assurance reporting to management:
• Contribute to the ongoing development of the audit methodology, its implementation and the Internal Audit department.

£65,000 – £80,000 per annum, London, Permanent

Job Description

Our client, a major international banking group, seeks a Senior Audit Professional with solid Capital Markets’ experience to lead reviews across the London businesses. As the bank also operates in Investment Banking, Asset Management and Private Wealth businesses, you will also have the opportunity to diversify your exposure and gain experience in these areas.

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