Author Archives: Paul Stanbridge

1. Senior Audit / Risk / Compliance contractor – Financial Services

   2019/10/17 1:27 pm Comments Off on Senior Audit / Risk / Compliance contractor – Financial Services

   Senior Audit / Risk / Compliance contractor – Financial Services

   Contract role with an expanding Financial Services Practice, seeking experienced Internal Audit, Risk or Compliance professionals for a variety of Audit / Risk and compliance work.

   Location: Flexible within Liverpool, Manchester, Leeds, York.

   Responsibilities

   – Stakeholder management

   – Provide insights to developments of Risk Regulation

   – Assist where necessary in the development of junior staff and client tenders.

   Requirements:

   – Senior level Internal Audit / Risk or Control experience within a Banking Asset Management or Insurance or Consulting firm.

   – Knowledge of a range of Financial Service Regulatory areas. This may include  EBA / Prudential Regulations, Treasury / Credit / Liquidity. FCA, PSD2 & payments, SMCR (Senior Managers and Certification Regime)

   – UK / EU Visa

   Apply with your CV above or contact Paul Stanbridge for more information or an informal conversation.

   We expect to receive a high level of interest and may not be able to reply to every application.

2. Internal Audit Manager – Financial Services Consultancy

   2019/10/03 12:37 pm Comments Off on Internal Audit Manager – Financial Services Consultancy

   If you are a Risk Assurance professional in a Big 4 and seeking to rebalance your working hours or an Internal Auditor looking to gain more managerial responsibilities read on….

   My client is a London based Audit & Risk Management consultancy firm with Directors and Partners from leading FS firms. They offer standard Banking working hours, managerial and stakeholder responsibility in return for team commitment, a good eye for controls and risk and professional internal audit experience. 

   You will Manage an Audit team and lead audits across a range of Tier One and SME financial services clients. 

   If you have:

   1. Recent Internal Audit or Big 4 Assurance/ Advisory experience at least at Manager level
   2. An ACCA ACA or equivalent Diploma.

            AND experience in one of the following business streams:

   • Global Markets: Trading, FX, Fixed Income, Rates, Traded Credit, Equities;
   • Risk or Quant: Market Risk, Ops Risk, Credit Risk, Modelling or Quant Finance;
   • Asset Management / Private Wealth 
   • Insurance: General Insurance or Insurance Broking;

   We would like to hear from you. Apply today. You must be a British or EU citizen or hold a valid Tier 1 visa.

   We are receiving a lot of interest at the moment and may not be able to reply to all applicants.

    

    

3. Internal Audit – Prudential Risk (Basel III/IV, CRD IV/V, ICAAP, ILAAP, RRP) Contract

   2019/08/14 9:32 am Comments Off on Internal Audit – Prudential Risk (Basel III/IV, CRD IV/V, ICAAP, ILAAP, RRP) Contract

   Contract role with an expanding mid-sized Financial Services Practice, seeking experienced senior-level Internal Auditors with Prudential Risk Audit.

   Responsibilities

   • Stakeholder management
   • Deliver independent Audits on a range of Prudential areas: Basel III/IV, CRD IV/V, ICAAP, ILAAP, RRP

   • Provide insights to developments of Prudential Risk Regulation
   • Assist where necessary in the development of junior staff and client tenders.

    

   Requirements:

   – Senior-level Internal Audit experience.

   – Good knowledge of ICAAP / ILAAP and / or EBA Prudential Regulations etc.

    

   Apply to Paul Stanbridge for more information or an informal conversation

4. Prudential Risk Audit (Basel III/IV, CRD IV/V, ICAAP, ILAAP, RRP) Contract

   9:29 am Comments Off on Prudential Risk Audit (Basel III/IV, CRD IV/V, ICAAP, ILAAP, RRP) Contract

   Contract role with an expanding mid-sized Financial Services Practice, seeking experienced senior-level Internal Auditors with Prudential Risk Audit.

   Location: Flexible

   Client work location: East & West Midlands and North of England

   Responsibilities

   • Stakeholder management
   • Deliver independent Audits on a range of Prudential areas: Basel III/IV, CRD IV/V, ICAAP, ILAAP, RRP

   • Provide insights to developments of Prudential Risk Regulation
   • Assist where necessary in the development of junior staff and client tenders.

    

   Requirements:

   – Senior-level Internal Audit experience.

   – Good knowledge of ICAAP / ILAAP and / or EBA Prudential Regulations etc.

    

   Apply to Paul Stanbridge for more information or an informal conversation.

5. SVP Global Markets Audit (Conduct)

   2019/07/03 10:30 am Comments Off on SVP Global Markets Audit (Conduct)

   SVP Global Markets Audit (Conduct)

   Seeking Audit, Risk or Controls Global Markets traded products SME with an understanding of market conduct risk and conduct regulations.

   This is an EMEA wide role covering multiple markets and business lines, experience of running large audit or control reviews of a simlar scale for traded products is prerequisite.

   Team management with 2+ direct reports.

   Excellent career prospects for the successful candidate. EU / UK Visa is required

   Due to anticipated high interest in the role we regret we will not be able to respond to applicants immediately.

6. Practice Director – FS Risk Audit

   2019/06/25 1:43 pm Comments Off on Practice Director – FS Risk Audit

   Director – Smaller Financial Services Practice, Internal Audit (attractive work life balance)

   UK / EEA VISA required

   London based role with small team of a global practice firm seeking an experienced Ex Head of Audit or Practice Director to lead / coach a team of auditors and help build the business.  The role oversees a portfolio of client work delivering fully outsourced / co-sourced internal audit and assurance assignments.

   Responsibilities:

   As an outsourced Head of Internal Audit, you will be responsible for the full lifecycle of planning, execution, reporting and committee meetings, lead client work, finalise scope with clients, overseeing team member delivery, and execute quality assurance reviews of internal audit files and reports.

   As a Director you will be responsible for onboarding new clients, assessing fees and budgets, managing contracts, Billing, invoicing and recovery management. You will also assist in business development initiatives and create tender proposals leading presentations and target client visits. A small team of Associates, Managers and contract staff are in place who you will be responsible for direct line management, resource planning, recruitment and time management.

   Knowledge:

   • Internal Audit
   • Compliance and Risk Management Frameworks (FCA)
   • Conduct Risk Management
   • Regulatory reporting (COREP / FINREP)
   • Client Money and Assets (CASS)
   • CRD IV

   Ideally you will have a wide exposure to difference FS industries:

   • Retail Banking
   • Corporate Banking
   • Investment Management and Wealth Management
   • Securities, exchanges and trading services

   Some travel across the south east UK and possibly overseas travel is required,

   Apply to Paul Stanbridge for more information or an informal conversation.

7. Banking / Investment Internal Audit – Multiple AVP Roles

   2019/06/06 10:37 am Comments Off on Banking / Investment Internal Audit – Multiple AVP Roles

   For ambitious individuals with c.1-4 years post qualification experience of audit / risk controls of financial services businesses across either Global Markets, Banking, or Asset Management. We have multiple opportunities across Global Tier One Banks and SME Investment clients.

   If you have:

   1. Recent Internal Audit experience, Big 4 or Risk Assurance/ External Audit experience.
   2. An ACCA / ACA or equivalent Diploma.

   AND experience of opperations in one of the following business streams:

   • Global Markets: Sales and Trading; FX, Fixed Income, Rates, Traded Credit, Equities, Derivatives, Commodities, Broking
   • Corporate Banking: Trade Finance, Corporate Finance, Loans, M&A, Origination, Treasury Solutions, Custody & Settlements
   • Risk or Quant: Market Risk, Ops Risk, Credit Risk, Modelling or Quant
   • Asset Management; Institutional or Private client Investment Management, Fund Management, Hedge Fund, Asset Services

   Apply to us with a copy of your CV.

   If you would like to know more about these opportunities or for an informal discussion about their suitability to your career goals, please contact Paul Stanbridge.

   You must have a relevant VISA to work in the UK.

   We are receiving a lot of interest in these roles and may not be able to reply to all applicants.

8. Senior Asset Management Auditor

   2019/05/17 11:36 am Comments Off on Senior Asset Management Auditor

   Global Asset Manager seeking Senior Auditor with c.1 years+ pqe

   This is an excellent opportunity to join as a senior member of an established team. You will be required to coach graduates through the audit cycle and build relationships with senior management and stakeholders.

   Main Duties and Responsibilities:

   • Develop strong partnerships with business management by providing a credible point of contact for Audit issues. These solid relationships should be based around a shared commitment to ensuring that risk issues are routinely considered in all material decisions and reported appropriately.
   • Conduct specific risk and control reviews (e.g. RMS Risk Reviews, Combined Assurance Reviews with Risk and/or Compliance or ad hoc reviews) at the request of the business, senior management or the Head of Audit.
   • Manage and maintain appropriate Audit management tools, techniques and reports to support the business, senior management, Board and regulators.
   • Deliver quality information from for presentation to senior management forums to enable understanding of risks and requirements for their mitigation and also:

   Requirements:

   • 1+ years of Internal Audit experience within a Banking, Asset Management, Custodian, Wealth or Fund services firm
   • An accounting qualification (ACCA ACA) or equivalent
   • Experience of leading elements of an audit review
   • Coaching junior staff
   • Excellent interpersonal and time management skills

    

9. Asset Management Internal Audit Senior Manager

   10:57 am Comments Off on Asset Management Internal Audit Senior Manager

   An excellent opportunity to join this large global Asset Manager with a strong European presence, who are looking to appoint an Asset Management Internal Audit Manager, covering Investment Management and Asset Management.

   A strong background in financial services is essential, with circa five years plus previous experience leading audits in an Asset Manager, Retail Bank, Wholesale Bank, Private Wealth, Fund or Custodian firm.

   The successful candidate will be able to establish and maintain positive working relationships with all stakeholders from team members to senior management.

   Essential

   • Degree educated in a relevant business subject
   • Five years PQE experience within Internal Audit
   • Team Management experience
   • Accountancy or audit qualification

    

    

10. VP Internal Audit Commodities

    2019/05/07 10:02 am Comments Off on VP Internal Audit Commodities

    VP Audit Commodities

    Our client, a tier one investment bank is seeking an Internal Auditor with sound working knowledge of commodities trading risk and controls to join their dedicated internal audit team. The Internal Audit function consists of teams who provide independent assurance over the organisation and operations for all stakeholders across varied business lines, ultimately providing assurance to the Board and Group Executive Management.

    The successful candidate will have a background in Internal Audit in a banking environment with practical experience of commodities (or potentially Capital Markets products and an interest to learn commodities). You will have excellent communication skills to manage relationships with clients / senior management and good leadership skills to manage Associates and junior members in the team.

    This is an excellent opportunity for an Audit VP  / Audit Manager looking for a move with some management responsibilities.

    Essential

    • An accountancy or audit qualification
    • Experience of managing and leading audits within a Banking environment
    • Excellent interpersonal and managerial skills
    • Commodities knowledge

    Unfortunately our client are unable to sponsor candidates therefore you must have a relevant UK VISA or UK / EU citizenship to apply.

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