Senior Audit Manager – Conduct Risk
Comments Off on Senior Audit Manager – Conduct RiskOur client is seeking a strong Regulatory professional for a senior manager role in the Audit Group.
You will be experienced in FSA Handbook rules, COB, MCOB, ICOB and have direct experience from a compliance function within a bank or have audited the compliance function within a bank. You will have the opportunity to develop knowledge of Compliance risk as well as provide expertise to other internal audit areas whenever there is a requirement. As a Regulatory Auditor your main responsibilities will involve:
- Leading audits to assess the management and control of regulatory risk;
- Ensuring that all audits meet audit plan time-scales and comply with quality requirements;
- Managing relationships with key stakeholders across the business,
- Caching, motivating and developing other team members.
You will have regular dialogue with the Senior Managers in London to discuss improvements to the audit of regulatory risk exposure.