Paul Stanbridge, Author at Financial Services Recruitment in London & Edinburgh by Fleet Search + Selection

Author Archives: Paul Stanbridge

Head of Audit – Corporate Operations (Compliance, Risk, Finance)
2013/10/29 2:36 pm Comments Off on Head of Audit – Corporate Operations (Compliance, Risk, Finance)
Our client, a leading global investment bank is seeking an experienced Director to lead their Internal Audit, Corporate (Operations) team. With prior experience gained in a similar financial services organisation or a global bank, you will have considerable understanding of operations supporting a global markets business. The successful candidate will have demonstrable experience leading and developing teams in addition to fostering excellent working relationships with stakeholders and senior management.

Essential:
- Experience in a management role
- Experience managing and developing large teams
- Degree educated
- Professional Audit or Accountancy qualification
- Experience in all aspects of planning and executing audits across a range of functions, preferably: Risk, Regulatory finance, Compliance and Legal.
Senior Auditor, Rates FX – London markets
2:34 pm Comments Off on Senior Auditor, Rates FX – London markets
A leading corporate and investment bank with a strong global presence is seeking an experienced senior auditor to lead a team with responsibility for Internal Audits of FX and local market rates capital markets business. With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report. Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank. You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on FX and local rates.

Skills:
- Degree educated or related experience
- A professional audit or accountancy qualification would be an advantage
- Experience managing and developing teams
- Expert knowledge of FX and rates trade flow / front office risks.
- Expert understanding of technology application control disciplines for FX and local market rates.
Internal Auditor, FX / rates
2:33 pm Comments Off on Internal Auditor, FX / rates
Playing a key role in the internal audit FX/Markets team, you will have experience within a similar environment in a large bank or financial services organisation. Using a strong understanding of risk and controls associated Capital markets including rates (particularly FX), cash and derivatives, the successful candidate will participate in planning and executing audits. A team player with excellent communication skills you will help to leverage the internal audit business across the organisation in addition to maintaining positive working relationships with colleagues and stakeholders.

Skills:
- Degree educated or equivalent experience
- A professional accountancy or audit qualification would be an advantage
- Strong understanding of the risks and controls governing capital markets, rates and FX
- Willingness to travel
- Experience of auditing emerging markets is a plus.
Senior Auditor, Equities
2:29 pm Comments Off on Senior Auditor, Equities
A leading corporate and investment bank with a strong global presence is seeking an experienced senior auditor to lead a team with responsibility for Internal Audits of equities in the capital markets business. With considerable experience leading and managing teams, the successful candidate will have excellent communication skills and experience contributing to all aspects of internal audit from developing the annual audit plan to executing and compilation of the final report. Ideally, the successful candidate will have worked in a similar environment in either financial services or a large, global bank. You will have expert understanding of controls and regulatory developments impacting on global markets business and particularly on equities.

Skills:
- Degree educated or related experience
- A professional audit or accountancy qualification would be an advantage
- Experience managing and developing teams
- Expert knowledge of equities / front office risks.
- Expert understanding of technology application control disciplines for equities.
Internal Auditor, Equities
2:27 pm Comments Off on Internal Auditor, Equities
Playing a key role in the internal audit Equities team, you will have experience within a similar environment in a large bank or financial services organisation. Using a strong understanding of risk and controls associated Capital markets including rates (particularly equities), cash and derivatives, the successful candidate will participate in planning and executing audits. A team player with excellent communication skills you will help to leverage the internal audit business across the organisation in addition to maintaining positive working relationships with colleagues and stakeholders.

Skills:
- Degree educated or equivalent experience
- A professional accountancy or audit qualification would be an advantage
- Strong understanding of the risks and controls governing capital markets, rates and equities
- Willingness to travel
- Experience of auditing emerging markets is a plus.
Capital Markets (Commodities), Internal Auditor
2013/10/23 3:25 pm Comments Off on Capital Markets (Commodities), Internal Auditor
Our client, a leading global bank is seeking an Internal Auditor to join their dedicated audit team. As part of the team responsible for auditing commodities, the successful candidate will have a background in a similar banking or financial services environment within a Capital Markets function. Using excellent communication skills to manage relationships with clients and senior management, you will have expert knowledge of the risks and controls governing the front office preference will be given to those with hard or soft commodity experience.

Essential
- An accountancy or audit qualification
- Prior Operational Controls or Audit experience in a financial services organisation or bank
- Capital Markets front office knowledge (ideally commodities)
Operations Change Management Audit, Director
3:22 pm Comments Off on Operations Change Management Audit, Director
The successful candidate will join a tier 1 organisation with a clear structure and strong global presence. As part of a dedicated Audit function, you will lead the Operations and Change Management team and will have experience within a large bank in either IT or Business Audit. With a proven track record of leading teams, allocating resources and managing budgets, you will maintain high standards of reporting across the function. Through fostering an open team environment you will encourage the sharing of knowledge and expertise between all team members.

Essential
- Considerable experience in a leadership role, maintaining and developing excellent working relationships with team members, stakeholders and senior management.
- Charismatic leadership skills with desire and personality to inspire other team members.
- An expert knowledge of Operations & Change Management audit including documentation standards, risk modelling, change controls, quality frameworks and compliance.
Desirable
- Degree educated with an appropriate audit or accountancy qualification (ACA, ACCA, IIA, CISA).
- Good working knowledge of current business operating models and systems.
- Prior experience managing a global team and resources or considerable experience in project management.
Lead Auditor, Capital Markets
3:16 pm Comments Off on Lead Auditor, Capital Markets
A leading investment bank is seeking an experienced senior auditor to manage a comprehensive review of front to back office business from planning through to making the final report. Using excellent communication skills to manage relationships across the business you will report to the Head of Internal Audit and have the opportunity to be involved with the Audit committee.

This is an excellent role for an internal auditor with c5 years experience of capital markets products looking for more autonomy and involvement in the business.

Essential:
- An audit qualification
- Experience auditing various functions of an investment bank
- Strong understanding of risks and controls impacting on investment banking
- J-Sox would be an advantage
Director, IT Audit (Infrastructure)
8:16 am Comments Off on Director, IT Audit (Infrastructure)
A tier one bank with a strong global presence is seeking a Director to lead their IT Audit (Infrastructure) team. Using demonstrable leadership experience to develop a team with a shared knowledge culture, you will maintain high standards of reporting integrity across the team and maintain positive relationships with management and stakeholders. The successful candidate will have a background in a similar banking environment in either IT or Business audit.

Essential
- Demonstrable experience in a leadership role, maintaining and developing excellent working relationships with team members, stakeholders and senior management.
- Charismatic leadership skills with desire and personality to inspire other team members.
- Expert understanding of risks, controls and testing methods for commonly used platforms such as Unix, Windows, Data networks for mobile and voice, Mainframe, Midrange amongst others.
Desirable
- Degree educated with an appropriate audit or accountancy qualification (ACA, ACCA, IIA, CISA).
- Experience operating one of the above mentioned platforms.
- Good working knowledge of current business operating models and systems.
- Prior experience managing a global team and resources.
- Understanding of controls and governance relating to Information Security and IT Risk Management.
Senior Treasury Officer/Treasury Audit Manager (Scotland)
2013/10/10 12:14 pm Comments Off on Senior Treasury Officer/Treasury Audit Manager (Scotland)
Our client, a leading UK bank is seeking an experienced Senior Treasury Officer to lead the treasury and group finance audit team. You will use expert knowledge of the risks and controls governing liquidity and capital to meet regulatory reporting requirements such as ICAAP, ILAA and RRP.

The ideal candidate must have experience in the one of the following areas:
- A Senior Audit Manager with recent experience auditing the treasury function in a large bank;
- Senior Manager in a big four/Financial Services company with consulting experience in Treasury;
- Treasury Manager or Senior practitioner (Controls aware, Audit experience not required).
You will use excellent communication skills to lead and develop the treasury audit team and manage relationships with senior managers and stakeholders.

Author Archives: Paul Stanbridge

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