Capital Markets Audit Vacancy



£60-70,000 + bonus + bens, London, Permanent

Working within the Front Office of the Global Equity and Commodity Derivatives businesses of this highly successful Global Banking Group, this is an excellent opportunity for either:

  • An Internal Controls or Audit professional with good product operations knowledge who’s looking for greater exposure in the Front Office or;
  • An experienced Ops Risk professional seeking a new challenge.

The primary objective is to ensure that both Operational Risk and Permanent Controls areas fully meet their objectives & requirements through managing the Operational Risk & Permanent Controls Framework and Transaction & Activity Approval Process by:

  • Providing the businesses with Ops Risk analysis through a process and risk review (Risk Assessment & Incidents Analysis),
  • Leading the risk reduction program (action plans design & follow-up, Audit &; Regulators recommendations follow-up),
  • Supporting Operational Risk capital monitoring (through risk quantification) &; fulfilling Basel II requirements,
  • Coordinating the Exceptional Transaction & Activity Approval Process

See find out more for further details….

You should possess:

  • A good working knowledge of Operational Risk and Permanent Controls;
  • A reasonable understanding of Equity and Commodity Derivatives or other Derivatives preferable;
  • Tact and ability to interact with staff and management at all level in order to achieve mutually acceptable resolution of incidents;
  • Tact and ability to interact with staff and management at all level in order to achieve mutually acceptable resolution of incidents;
  • Analytical skills to identify patterns of incidents and causes.

This is an outstanding opportunity for a controls or audit professional to utilise and develop their skillset in a Front Office environment.